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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 87 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1721 AAXJ ISHARES TR 8,378.0 $807K 0.00% -607.0 -6.8% $96.31 +18.5%
1722 LFUS LITTELFUSE INC Technology 2,376.0 $807K 0.00% +1K +96.2% $339.48 +35.6%
1723 SSNC SS&C TECH HLDGS Technology 11,936.0 $807K 0.00% +6K +105.5% $67.57 -0.8%
1724 IYK ISHARES TR 11,480.0 $804K 0.00% +132.0 +1.2% $70.03 +4.1%
1725 CDRE CADRE HLDGS INC Industrials 26,202.0 $804K 0.00% +482.0 +1.9% $30.68 -1.2%
1726 RXRX RECURSION PHARMACEUTICALS IN Healthcare 261,513.0 $803K 0.00% +227K +662.7% $3.07 -2.0%
1727 CPRT COPART INC Industrials 24,025.0 $798K 0.00% -50K -67.7% $33.20 +1.8%
1728 IAI ISHARES TR 4,843.0 $795K 0.00% +4K +510.7% $164.20 +9.6%
1729 SPGP INVESCO EXCHANGE TRADED FD T 7,385.0 $795K 0.00% +2K +30.2% $107.63 +9.9%
1730 PXH INVESCO EXCH TRADED FD TR II 29,500.0 $794K 0.00% +11K +58.5% $26.91 +6.5%
1731 PAYC PAYCOM SOFTWARE INC Technology 6,525.0 $793K 0.00% -636.0 -8.9% $121.56 +13.3%
1732 TECK TECK RESOURCES LTD Basic Materials 15,304.0 $792K 0.00% +4K +31.9% $51.75 +21.1%
1733 WTFC WINTRUST FINL CORP Financial Services 5,680.0 $789K 0.00% -1K -19.0% $138.98 +7.9%
1734 NULV NUSHARES ETF TR 17,323.0 $788K 0.00% -1K -7.0% $45.50 +11.3%
1735 PDD PDD HOLDINGS INC Consumer Cyclical 7,700.0 $787K 0.00% +2K +38.3% $102.18 -7.5%
1736 GEM GOLDMAN SACHS ETF TR 18,190.0 $786K 0.00% +691.0 +4.0% $43.20 +15.5%
1737 FNDA SCHWAB STRATEGIC TR 24,229.0 $786K 0.00% +830.0 +3.5% $32.43 +10.1%
1738 BOX BOX INC Technology 33,206.0 $785K 0.00% -2K -6.7% $23.64 +9.6%
1739 CORPAY INC 2,697.0 $785K 0.00% +1K +111.5% $291.04
1740 PBA PEMBINA PIPELINE CORP Energy 17,513.0 $784K 0.00% +4K +28.7% $44.76 +10.8%
Page 87 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%