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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 88 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1741 RSPH INVESCO EXCHANGE TRADED FD T 25,686.0 $776K 0.00% +11K +78.0% $30.19 +2.3%
1742 RSPG INVESCO EXCHANGE TRADED FD T 7,067.0 $774K 0.00% +6K +433.4% $109.47 -2.1%
1743 WBS WEBSTER FINL CORP Financial Services 11,124.0 $772K 0.00% +1K +12.5% $69.43 +4.9%
1744 RPV INVESCO EXCHANGE TRADED FD T 7,183.0 $771K 0.00% +283.0 +4.1% $107.40 +5.2%
1745 YSEP FIRST TR EXCHNG TRADED FD VI 29,428.0 $770K 0.00% -1K -3.7% $26.17 +4.5%
1746 PEY INVESCO EXCHANGE TRADED FD T 35,553.0 $762K 0.00% $21.42 +4.6%
1747 MTSI MACOM TECH SOLUTIONS HLDGS I Technology 3,427.0 $761K 0.00% -227.0 -6.2% $222.07 +83.7%
1748 TNGX TANGO THERAPEUTICS INC Healthcare 36,340.0 $760K 0.00% +35K +3997.0% $20.92 -4.2%
1749 QJUN FIRST TR EXCHNG TRADED FD VI 24,242.0 $757K 0.00% -455.0 -1.8% $31.24 +7.8%
1750 RA BROOKFIELD REAL ASSETS INCOM Financial Services 58,796.0 $756K 0.00% +16K +36.6% $12.86 -0.3%
1751 OIH VANECK ETF TRUST 1,869.0 $756K 0.00% +665.0 +55.2% $404.34 +10.2%
1752 PUTNAM ETF TRUST 65,302.0 $753K 0.00% +50K +329.2% $11.53
1753 HAS HASBRO INC Consumer Cyclical 8,034.0 $752K 0.00% +2K +31.9% $93.61 -4.2%
1754 RWX SPDR INDEX SHS FDS 28,232.0 $752K 0.00% $26.62 +4.0%
1755 DUOL DUOLINGO INC Technology 7,621.0 $751K 0.00% +311.0 +4.2% $98.57 +9.1%
1756 BTZ BLACKROCK CR ALLOCATION Financial Services 74,352.0 $751K 0.00% -3K -4.1% $10.10 +0.3%
1757 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 46,544.0 $748K 0.00% NEW $16.07 +13.2%
1758 MUA BLACKROCK MUNIASSETS FD INC Financial Services 70,250.0 $745K 0.00% $10.61 +0.2%
1759 TREX TREX INC Industrials 20,249.0 $737K 0.00% +14K +223.5% $36.42 +9.7%
1760 ARKX ARK ETF TR 25,122.0 $737K 0.00% +25K +7629.9% $29.35 +24.5%
Page 88 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%