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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 91 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1801 FNDX SCHWAB STRATEGIC TR 24,530.0 $683K 0.00% -4K -14.8% $27.85 +11.0%
1802 AGI ALAMOS GOLD INC Basic Materials 15,373.0 $683K 0.00% -44K -73.9% $44.43 -9.8%
1803 EFAS GLOBAL X FDS 32,000.0 $678K 0.00% $21.18 +3.3%
1804 PII POLARIS INC Consumer Cyclical 12,386.0 $675K 0.00% +2K +15.5% $54.50 +25.0%
1805 ARGT GLOBAL X FDS 7,233.0 $675K 0.00% +2K +36.0% $93.33 -1.6%
1806 JOET VIRTUS ETF TR II 16,837.0 $674K 0.00% +16K +1730.1% $40.03 +10.5%
1807 MEMX MATTHEWS ASIA FDS 16,872.0 $672K 0.00% +3K +17.7% $39.86 +17.8%
1808 LENZ LENZ THERAPEUTICS INC Healthcare 73,340.0 $671K 0.00% +25K +52.6% $9.15 -15.5%
1809 PTRB PGIM ETF TR 16,069.0 $667K 0.00% -5K -22.9% $41.51 -0.2%
1810 DBL DOUBLELINE OPPORTUNISTIC CR Financial Services 45,658.0 $667K 0.00% +3K +6.8% $14.60 -2.0%
1811 IGR CBRE GBL REAL ESTATE INC FD Financial Services 151,507.0 $665K 0.00% -31K -17.0% $4.39 +6.8%
1812 AEHR AEHR TEST SYS Technology 17,889.0 $663K 0.00% +16K +1030.1% $37.08 +197.5%
1813 FBRT FRANKLIN BSP RLTY TR INC Real Estate 78,054.0 $663K 0.00% +30K +62.4% $8.49 -0.4%
1814 RDY DR REDDYS LABS LTD Healthcare 47,612.0 $659K 0.00% +46K +2225.9% $13.85 -0.8%
1815 FSS FEDERAL SIGNAL CORP Industrials 6,093.0 $659K 0.00% -247.0 -3.9% $108.14 +8.1%
1816 ACHC ACADIA HEALTHCARE COMPANY IN Healthcare 28,138.0 $658K 0.00% -42K -60.0% $23.39 +0.1%
1817 SPIRE GLOBAL INC 52,296.0 $658K 0.00% +31K +148.8% $12.58
1818 QSPT FIRST TR EXCHNG TRADED FD VI 21,400.0 $655K 0.00% $30.62 +12.8%
1819 PCG PG&E CORP Utilities 37,281.0 $655K 0.00% +1K +3.8% $17.57 -6.0%
1820 AGIX KRANESHARES TRUST 19,930.0 $653K 0.00% NEW $32.77 +40.6%
Page 91 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%