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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 93 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1841 AXSM AXSOME THERAPEUTICS INC. Healthcare 3,722.0 $629K 0.00% -4K -50.1% $169.02 +38.6%
1842 NDMO NUVEEN DYNAMIC MUN OPPORTUNI Financial Services 60,663.0 $624K 0.00% $10.29 -0.1%
1843 ENLIGHT RENEWABLE ENERGY LTD 9,130.0 $623K 0.00% -4K -30.5% $68.26
1844 DFNL DAVIS FUNDAMENTAL ETF TR 13,885.0 $623K 0.00% +4K +37.8% $44.84 +4.0%
1845 BAX BAXTER INTL INC Healthcare 36,871.0 $619K 0.00% -3K -7.3% $16.80 +15.4%
1846 BIZD VANECK ETF TRUST 48,275.0 $618K 0.00% -8K -14.6% $12.80 -1.8%
1847 IYT ISHARES TR 8,277.0 $617K 0.00% +3K +51.4% $74.60 +11.3%
1848 FCBC FIRST CMNTY BANKSHARES INC V Financial Services 14,854.0 $617K 0.00% -800.0 -5.1% $41.52 +2.9%
1849 VRIG INVESCO ACTIVELY MANAGED EXC 24,631.0 $617K 0.00% +3K +13.4% $25.04 +0.1%
1850 FICS FIRST TR EXCHANGE TRADED FD 15,750.0 $615K 0.00% +2K +11.3% $39.04 +5.0%
1851 FLQL FRANKLIN TEMPLETON ETF TR 9,075.0 $614K 0.00% $67.64 +14.8%
1852 TDW TIDEWATER INC NEW Energy 7,346.0 $614K 0.00% +7K +1288.7% $83.55 -5.8%
1853 FNY FIRST TR EXCHANGE-TRADED ALP 6,780.0 $614K 0.00% +1K +19.4% $90.50 +16.1%
1854 SCHJ SCHWAB STRATEGIC TR 24,789.0 $613K 0.00% -6K -20.1% $24.73 -0.3%
1855 ILF ISHARES TR 17,212.0 $611K 0.00% +3K +20.7% $35.52 -0.5%
1856 XPO XPO INC Industrials 3,138.0 $610K 0.00% +631.0 +25.2% $194.55 +4.3%
1857 IGLB ISHARES TR 12,251.0 $608K 0.00% -4K -26.0% $49.63 +0.2%
1858 XES SPDR SERIES TRUST 5,216.0 $607K 0.00% +5K +3377.3% $116.33 +11.0%
1859 CHT CHUNGHWA TELECOM CO LTD Communication Services 14,364.0 $607K 0.00% +14K +5555.1% $42.24 +2.7%
1860 TEM TEMPUS AI INC Healthcare 13,395.0 $606K 0.00% +8K +161.2% $45.22 +3.2%
Page 93 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%