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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 25 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 OST OSTIN TECHNOLOGY GROUP CL A ORD Technology 23,163.0 $39K 0.01% NEW $1.68 +0.7%
482 SILJ PUT AMPLIFY JUNIOR SILVER MINERS ETF 1,400.0 $38K 0.01% NEW $27.14 +8.1%
483 IAG IAMGOLD ORD Basic Materials 2,357.0 $38K 0.01% NEW $16.12 +0.4%
484 PLD PROLOGIS REIT Real Estate 300.0 $38K 0.01% NEW $126.67 +12.5%
485 REGN REGENERON PHARMACEUTICALS ORD Healthcare 50.0 $38K 0.01% NEW $760.00 -17.1%
486 YIELDMAX MARA OPT INCM STRGY ETF 5,000.0 $38K 0.01% NEW $7.60
487 BLUEROCK ACQUISITION UNT 3,800.0 $38K 0.01% NEW $10.00
488 MDLZ MONDELEZ INTERNATIONAL CL A ORD Consumer Defensive 700.0 $37K 0.01% NEW $52.86 +16.0%
489 SPG SIMON PROP GRP REIT ORD Real Estate 200.0 $37K 0.01% NEW $185.00 +8.6%
490 TOL TOLL BROTHERS ORD Consumer Cyclical 276.0 $37K 0.01% NEW $134.06 -7.4%
491 OXLEY BRIDGE ACQUISITION UNT 3,710.0 $37K 0.01% NEW $9.97
492 ARKX ARK SPACE AND DEFENSE INN ETF 1,254.0 $36K 0.01% NEW $28.71 +20.7%
493 CLSK CLEANSPARK ORD Technology 3,635.0 $36K 0.01% NEW $9.90 +48.3%
494 CVLT COMMVAULT SYSTEMS ORD Technology 288.0 $36K 0.01% NEW $125.00 -18.4%
495 NCNA NUCANA ADR REP 25 ORD Healthcare 10,000.0 $36K 0.01% NEW $3.60 -43.3%
496 O REALTY INCOME REIT ORD Real Estate 650.0 $36K 0.01% NEW $55.38 +12.1%
497 COPX PUT GLOBAL X COPPER MINERS ETF 501.0 $35K 0.01% NEW $69.86 +17.8%
498 IWM PUT ISHARES RUSSELL 2000 ETF 145.0 $35K 0.01% NEW $241.38 +15.9%
499 RF REGIONS FINANCIAL ORD Financial Services 1,300.0 $35K 0.01% NEW $26.92 -0.3%
500 JOINT STOCK COMPANY NATIONAL GDR 642.0 $35K 0.01% NEW $54.52
Page 25 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%