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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 27 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 JEF PUT JEFFERIES FINANCIAL GROUP ORD (NYS) Financial Services 472.0 $29K 0.01% NEW $61.44 -16.9%
522 CIVITAS RESOURCES ORD 1,100.0 $29K 0.01% NEW $26.36
523 SEQUANS COMMUNICATIO ADR REP 100 ORD 6,560.0 $29K 0.01% NEW $4.42
524 TIC TIC SOLUTIONS ORD Industrials 2,800.0 $28K 0.01% NEW $10.00 -14.4%
525 FSK FS KKR CAPITAL ORD Financial Services 1,900.0 $28K 0.01% NEW $14.74 -28.1%
526 IVR INVESCO MORTGAGE CAPITAL REIT ORD Real Estate 3,400.0 $28K 0.01% NEW $8.24 -3.9%
527 JEPI JPMORGAN EQUITY PREMIUM INCOME ETF 500.0 $28K 0.01% NEW $56.00 +0.3%
528 LBRDK LIBERTY BROADBAND SRS C ORD Communication Services 580.0 $28K 0.01% NEW $48.28 -31.0%
529 LIBERTY MEDIA FORMULA ONE SRS A ORD 320.0 $28K 0.01% NEW $87.50
530 CME CME GROUP CL A ORD Financial Services 100.0 $27K 0.01% NEW $270.00 +12.0%
531 DJT TRUMP MEDIA TECHNOLOGY GROUP ORD Communication Services 2,067.0 $27K 0.01% NEW $13.06 -36.7%
532 NAUT NAUTILUS BIOTECHNOLGY ORD Healthcare 14,000.0 $27K 0.01% NEW $1.93 +23.4%
533 NTRS NORTHERN TRUST ORD Financial Services 200.0 $27K 0.01% NEW $135.00 +22.2%
534 TBT PROSHRES ULTRASHT 20 PLS YR TRSY ETF 800.0 $27K 0.01% NEW $33.75 +10.4%
535 TACO BERTO ACQUISITION ORD Financial Services 2,600.0 $26K 0.01% NEW $10.00 +4.1%
536 AMZU DIREXION DAILY AMZN BULL 2X ETF 721.0 $25K 0.01% NEW $34.67 +22.4%
537 ERO ERO COPPER ORD Basic Materials 889.0 $25K 0.01% NEW $28.12 -6.2%
538 ELUTIA CL A ORD 37,000.0 $25K 0.01% NEW $0.68
539 HYCROFT MINING HOLDING CL A ORD 1,060.0 $25K 0.01% NEW $23.58
540 GSIT GSI TECHNOLOGY ORD Technology 4,000.0 $24K 0.01% NEW $6.00 +44.3%
Page 27 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%