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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 28 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 NNDM NANO DIMENSION 1 ADR REP ORD Technology 15,929.0 $24K 0.01% NEW $1.51 -0.4%
542 TH TARGET HOSPITALITY ORD Industrials 3,000.0 $24K 0.01% NEW $8.00 +130.0%
543 ENPH CALL ENPHASE ENERGY ORD Energy 735.0 $23K 0.01% NEW $31.29 +49.4%
544 PALISADE BIO ORD 9,951.0 $23K 0.01% NEW $2.31
545 AMBIPAR EMERGENCY CL A ORD 56,200.0 $23K 0.01% NEW $0.41
546 BB BLACKBERRY ORD Technology 6,001.0 $22K 0.01% NEW $3.67 +69.1%
547 CRWV CALL COREWEAVE CL A ORD Technology 315.0 $22K 0.01% NEW $69.84 +42.9%
548 QQQE DIREXION NASDAQ 100 EQL WGHT IDX ETF 220.0 $22K 0.01% NEW $100.00 +14.7%
549 DPRO DRAGANFLY ORD Industrials 3,255.0 $22K 0.01% NEW $6.76 -18.9%
550 PDO PIMCO DYNAMIC INCOME OPPORT CF Financial Services 1,600.0 $22K 0.01% NEW $13.75 -6.3%
551 PGR PUT PROGRESSIVE ORD Financial Services 101.0 $22K 0.01% NEW $217.82 -6.9%
552 BOIL PROSHARES ULTRA BLOM NAT GAS ETF Financial Services 1,000.0 $22K 0.01% NEW $22.00 -36.1%
553 SU SUNCOR ENERGY ORD Energy 500.0 $22K 0.01% NEW $44.00 +58.3%
554 CALL DIGITALBRIDGE GROUP CL A ORD 1,445.0 $22K 0.01% NEW $15.22
555 FEDERAL NATNL MORT SRS P NON CUM PRF (PNK) 1,700.0 $22K 0.01% NEW $12.94
556 SATS CALL ECHOSTAR CL A ORD Technology 200.0 $21K 0.01% NEW $105.00 +30.0%
557 GEF GREIF CL A ORD Consumer Cyclical 319.0 $21K 0.01% NEW $65.83 -6.9%
558 IOVA IOVANCE BIOTHERAPEUTICS ORD Healthcare 8,010.0 $21K 0.01% NEW $2.62 +32.0%
559 NVO CALL NOVO NORDISK ADR REPSG 1 ORD Healthcare 430.0 $21K 0.01% NEW $48.84 -9.3%
560 RGLD ROYAL GOLD ORD Basic Materials 95.0 $21K 0.01% NEW $221.05 -1.0%
Page 28 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%