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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 30 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 NJR NJ RESOURCES ORD Utilities 400.0 $18K 0.01% NEW $45.00 +29.3%
582 PACB PACIFIC BIOSCIENCES OF CALIFRNIA ORD Healthcare 10,000.0 $18K 0.01% NEW $1.80 -36.1%
583 PZZA PAPA JOHNS INTERNATIONAL ORD Consumer Cyclical 490.0 $18K 0.01% NEW $36.73 -9.2%
584 SE SEA ADS REP CL A ORD Consumer Cyclical 142.0 $18K 0.01% NEW $126.76 -31.1%
585 XTIA XTI AEROSPACE ORD Industrials 15,000.0 $18K 0.01% NEW $1.20 +41.7%
586 ES BANCSHARES ORD 2,500.0 $18K 0.01% NEW $7.20
587 HUT 8 ORD 413.0 $18K 0.01% NEW $43.58
588 AVIR ATEA PHARMACEUTICALS ORD Healthcare 5,000.0 $17K 0.01% NEW $3.40 +23.2%
589 GEMI GEMINI SPACE STATION CL A ORD Financial Services 1,750.0 $17K 0.01% NEW $9.71 -49.0%
590 SOLS SOLSTICE ADVANCED MATERIALS ORD Basic Materials 364.0 $17K 0.01% NEW $46.70 +71.0%
591 XXI TWENTY ONE CAPITAL CL A ORD Financial Services 2,000.0 $17K 0.01% NEW $8.50 -8.4%
592 HIGHLANDS BANCORP ORD 707.0 $17K 0.01% NEW $24.05
593 ARKK PUT ARK INNOVATION ETF 210.0 $16K 0.01% NEW $76.19 -0.5%
594 CHRW CH ROBINSON WORLDWIDE ORD Industrials 100.0 $16K 0.01% NEW $160.00 +6.1%
595 SOXL DIREXION SEMICONDUCTOR BULL 3X ETF 393.0 $16K 0.01% NEW $40.71 +325.4%
596 PAXS PIMCO ACCESS INCOME CF Financial Services 1,100.0 $16K 0.01% NEW $14.55 -3.4%
597 SOLV SOLVENTUM ORD Healthcare 210.0 $16K 0.01% NEW $76.19 -1.9%
598 PACIFIC WEST BANCORP ORD 1,361.0 $16K 0.01% NEW $11.76
599 BCS BARCLAYS ADR REP 4 ORD Financial Services 600.0 $15K 0.00% NEW $25.00 -9.5%
600 AVGO CALL BROADCOM ORD Technology 45.0 $15K 0.00% NEW $333.33 +25.3%
Page 30 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%