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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 31 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 MARA MARA HOLDINGS ORD Financial Services 1,700.0 $15K 0.00% NEW $8.82 +38.0%
602 SEER SEER CL A ORD Healthcare 8,500.0 $15K 0.00% NEW $1.76 -4.8%
603 SFNC SIMMONS FIRST NATIONAL CL A ORD Financial Services 800.0 $15K 0.00% NEW $18.75 +11.0%
604 WOLF WOLFSPEED ORD Technology 897.0 $15K 0.00% NEW $16.72 +251.8%
605 ARBE ARBE ROBOTICS ORD Technology 13,000.0 $15K 0.00% NEW $1.15 -13.8%
606 VEON ADR 300.0 $15K 0.00% NEW $50.00
607 CNC CENTENE ORD Healthcare 350.0 $14K 0.00% NEW $40.00 +47.9%
608 DHC DIVERSIFIED HEALTHCARE ORD Real Estate 3,000.0 $14K 0.00% NEW $4.67 +83.9%
609 ENVX CALL ENOVIX ORD Industrials 1,971.0 $14K 0.00% NEW $7.10 -22.1%
610 KRBN KRANESHARES GLOBAL CARBON STG ETF 400.0 $14K 0.00% NEW $35.00 -8.6%
611 LRCX LAM RESEARCH ORD Technology 87.0 $14K 0.00% NEW $160.92 +69.9%
612 RXRX RECURSION PHARMACEUTICALS CL A ORD Healthcare 3,444.0 $14K 0.00% NEW $4.07 -29.9%
613 RCAT RED CAT HOLDINGS ORD Technology 1,822.0 $14K 0.00% NEW $7.68 +11.3%
614 UGI UGI ORD Utilities 400.0 $14K 0.00% NEW $35.00 -0.4%
615 NEW AMERICA ACQUISITION I UNT 1,400.0 $14K 0.00% NEW $10.00
616 VYNE THERAPEUTICS ORD 25,000.0 $14K 0.00% NEW $0.56
617 ASTL CALL ALGOMA STEEL GROUP ORD Basic Materials 3,350.0 $13K 0.00% NEW $3.88 +27.0%
618 APP CALL APPLOVIN CL A ORD Technology 20.0 $13K 0.00% NEW $650.00 -25.8%
619 BOX BOX CL A ORD Technology 465.0 $13K 0.00% NEW $27.96 -7.9%
620 GETY GETTY IMAGES HOLDINGS CL A ORD Communication Services 10,000.0 $13K 0.00% NEW $1.30 -29.9%
Page 31 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%