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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 32 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 KD KYNDRYL HOLDINGS ORD Technology 523.0 $13K 0.00% NEW $24.86 -51.6%
622 NVDA PUT NVIDIA ORD Technology 75.0 $13K 0.00% NEW $173.33 +27.3%
623 GTM ZOOMINFO TECHNOLOGIES ORD Technology 1,297.0 $13K 0.00% NEW $10.02 -62.0%
624 KODIAK ROBOTICS INC WRT 9,000.0 $13K 0.00% NEW $1.44
625 MOUNTAIN PROVINCE DIAMONDS ORD 325,000.0 $13K 0.00% NEW $0.04
626 LIBERTY LATIN AMERICA CL A ORD 1,800.0 $13K 0.00% NEW $7.22
627 PUT SEAGATE TECHNOLOGY HOLDINGS ORD 49.0 $13K 0.00% NEW $265.31
628 CSGP PUT COSTAR GROUP ORD (NMS) Real Estate 182.0 $12K 0.00% NEW $65.93 -48.7%
629 CBRL CRACKER BARREL OLD COUNTRY STORE ORD Consumer Cyclical 500.0 $12K 0.00% NEW $24.00 +24.9%
630 ULCC FRONTIER GROUP HOLDINGS ORD Industrials 2,550.0 $12K 0.00% NEW $4.71 -9.7%
631 BEKE KE HOLDINGS ADR REP 3 CL A ORD Real Estate 800.0 $12K 0.00% NEW $15.00 +20.5%
632 NKE CALL NIKE CL B ORD Consumer Cyclical 193.0 $12K 0.00% NEW $62.18 -31.8%
633 PCN PIMCO CORP INCOME CF Financial Services 1,000.0 $12K 0.00% NEW $12.00 -2.5%
634 PHK PIMCO HIGH INCOME CF Financial Services 2,600.0 $12K 0.00% NEW $4.62 -1.8%
635 QID PROSHARES ULTRASHORT QQQ ETF 600.0 $12K 0.00% NEW $20.00 -25.9%
636 GLD SPDR GOLD SHARES ETF Financial Services 32.0 $12K 0.00% NEW $375.00 +9.7%
637 PRKS UNITED PARKS AND RESORTS ORD Consumer Cyclical 340.0 $12K 0.00% NEW $35.29 -1.1%
638 SPRO SPERO THERAPEUTICS ORD Healthcare 5,300.0 $12K 0.00% NEW $2.26 +16.2%
639 SBUX CALL STARBUCKS ORD Consumer Cyclical 150.0 $12K 0.00% NEW $80.00 +33.0%
640 STT STATE STREET ORD Financial Services 100.0 $12K 0.00% NEW $120.00 +25.7%
Page 32 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%