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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 34 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 SMTC SEMTECH ORD Technology 137.0 $10K 0.00% NEW $72.99 +84.7%
662 PIONEER ACQUISITION I CL A ORD 1,000.0 $10K 0.00% NEW $10.00
663 AXON CALL AXON ENTERPRISE ORD (NMS) Industrials 17.0 $9K 0.00% NEW $529.41 -24.7%
664 CPNG COUPANG CL A ORD Consumer Cyclical 400.0 $9K 0.00% NEW $22.50 -32.2%
665 DDOG DATADOG CL A ORD Technology 68.0 $9K 0.00% NEW $132.35 +62.6%
666 TSLL CALL DIREXION DAILY TSLA BULL 2X ETF 500.0 $9K 0.00% NEW $18.00 -18.5%
667 DG DOLLAR GENERAL ORD Consumer Defensive 75.0 $9K 0.00% NEW $120.00 -13.7%
668 SKRE TUTTLE CAPITAL DLY 2X INR RE BNK ETF 1,030.0 $9K 0.00% NEW $8.74 -13.7%
669 DINO HF SINCLAIR ORD Energy 200.0 $9K 0.00% NEW $45.00 +59.6%
670 MFA MFA FINANCIAL ORD Real Estate 1,000.0 $9K 0.00% NEW $9.00 +3.7%
671 NEWT NEWTEKONE ORD Financial Services 800.0 $9K 0.00% NEW $11.25 +14.3%
672 ORCL CALL ORACLE ORD Technology 49.0 $9K 0.00% NEW $183.67 -1.2%
673 PACS PACS GROUP ORD Financial Services 250.0 $9K 0.00% NEW $36.00 +2.0%
674 PFN PIMCO INCOME STRATEGY II CF Financial Services 1,200.0 $9K 0.00% NEW $7.50 -8.5%
675 SA CALL SEABRIDGE GOLD ORD Basic Materials 305.0 $9K 0.00% NEW $29.51 -6.4%
676 SRG SERITAGE GROWTH PROPERTIES CL A ORD Real Estate 3,000.0 $9K 0.00% NEW $3.00 -20.0%
677 SWBI SMITH WESSON BRANDS ORD Industrials 1,000.0 $9K 0.00% NEW $9.00 +68.8%
678 WBTN WEBTOON ENTERTAINMENT ORD Technology 753.0 $9K 0.00% NEW $11.95 -4.8%
679 CONFLUENT CL A ORD 300.0 $9K 0.00% NEW $30.00
680 CALL RAMACO RESOURCES CL A ORD 545.0 $9K 0.00% NEW $16.51
Page 34 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%