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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 24 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
461 NEW AMERICA ACQUISITION I UNT 2,133.0 $22K 0.01% +733.0 +52.4% $10.31
462 LVMH MOET HENNESSY LOUIS VUITTON ADR (PNK) 207.0 $22K 0.01% NEW $106.28
463 NJR NJ RESOURCES ORD Utilities 400.0 $21K 0.01% $52.50 +8.9%
464 USO PUT UNITED STATES OIL ETF Financial Services 170.0 $21K 0.01% NEW $123.53 +16.8%
465 ZBRA ZEBRA TECHNOLOGIES CL A ORD Technology 103.0 $21K 0.01% NEW $203.88 +19.4%
466 ADICET BIO ORD 3,200.0 $21K 0.01% -3K -47.5% $6.56
467 CALL RAMACO RESOURCES CL A ORD 1,370.0 $21K 0.01% +825.0 +151.4% $15.33
468 AVGO PUT BROADCOM ORD Technology 65.0 $20K 0.01% NEW $307.69 +34.7%
469 CVX CHEVRON ORD Energy 100.0 $20K 0.01% -3K -97.0% $200.00 -4.5%
470 NAD NUVEEN QUALITY MUNICIPAL INCM CF Financial Services 1,800.0 $20K 0.01% NEW $11.11 +3.7%
471 PDO PIMCO DYNAMIC INCOME OPPORT CF Financial Services 1,600.0 $20K 0.01% $12.50 +2.7%
472 PB PROSPERITY BANCSHARES ORD Financial Services 300.0 $20K 0.01% -2K -88.9% $66.67 +3.7%
473 WSBC WESBANCO ORD Financial Services 600.0 $20K 0.01% $33.33 +2.5%
474 ALLT ALLOT ORD Technology 3,027.0 $20K 0.01% -13K -81.2% $6.61 +12.0%
475 VYNE THERAPEUTICS ORD 35,000.0 $20K 0.01% +10K +40.0% $0.57
476 FSK FS KKR CAPITAL ORD Financial Services 1,900.0 $19K 0.01% $10.00 +9.3%
477 NEU NEWMARKET ORD Basic Materials 30.0 $19K 0.01% $633.33 +13.7%
478 NZF NUVEEN MUNICIPAL CREDIT INCOME CF Financial Services 1,600.0 $19K 0.01% NEW $11.88 +3.6%
479 RUSHB RUSH ENTERPRISES CL B ORD Consumer Cyclical 310.0 $19K 0.01% NEW $61.29 +6.9%
480 ZBH ZIMMER BIOMET HOLDINGS ORD Healthcare 215.0 $19K 0.01% -220.0 -50.6% $88.37 -3.4%
Page 24 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%