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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 25 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 TIC TIC SOLUTIONS ORD Industrials 2,840.0 $18K 0.01% +40.0 +1.4% $6.34 +35.1%
482 GOOGL ALPHABET CL A ORD Communication Services 65.0 $18K 0.01% -6K -99.0% $276.92 +40.0%
483 NNDM NANO DIMENSION 1 ADR REP ORD Technology 10,600.0 $18K 0.01% -5K -33.5% $1.70 -11.7%
484 FEDERAL NATNL MORT SRS P NON CUM PRF (PNK) 2,000.0 $18K 0.01% +300.0 +17.6% $9.00
485 CME PUT CME GROUP CL A ORD Financial Services 60.0 $17K 0.01% NEW $283.33 +6.7%
486 IGV PUT ISHARES EXPANDED TECH STW SCTR ETF 215.0 $17K 0.01% NEW $79.07 +18.0%
487 NUVEEN REAL ESTATE INCOME CF 2,400.0 $17K 0.01% NEW $7.08
488 OWLET CL A ORD 3,500.0 $17K 0.01% NEW $4.86
489 PALISADE BIO ORD 9,951.0 $17K 0.01% $1.71
490 RYANAIR HOLDINGS ORD 309.0 $17K 0.01% -691.0 -69.1% $55.02
491 SEQUANS COMMUNICATIO ADR REP 100 ORD 6,800.0 $17K 0.01% +240.0 +3.7% $2.50
492 GUTS FRACTYL HEALTH ORD Healthcare 35,500.0 $16K 0.01% -13K -27.0% $0.45 +81.3%
493 IGV CALL ISHARES EXPANDED TECH STW SCTR ETF 200.0 $16K 0.01% NEW $80.00 +16.6%
494 DNUT KRISPY KREME ORD Consumer Defensive 5,000.0 $16K 0.01% -5K -50.0% $3.20 +0.3%
495 MU MICRON TECHNOLOGY ORD Technology 50.0 $16K 0.01% -2K -97.2% $320.00 +118.4%
496 PTIX PROTAGENIC THERAPEUTICS ORD Healthcare 25,000.0 $16K 0.01% $0.64 +1.6%
497 SCHL SCHOLASTIC ORD Communication Services 410.0 $16K 0.01% NEW $39.02 +2.4%
498 DAAQ DIGITAL ASSET ACQUISITION CL A ORD Financial Services 1,620.0 $16K 0.01% NEW $9.88 +4.4%
499 APARTMENT INVST MGT CL A REIT ORD 4,000.0 $16K 0.01% NEW $4.00
500 INHIBRX BIOSCIENCES ORD 250.0 $16K 0.01% $64.00
Page 25 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%