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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 26 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 BILL BILL HOLDINGS ORD Technology 400.0 $15K 0.01% -402.0 -50.1% $37.50 +2.2%
502 CNTX CONTEXT THERAPEUTICS ORD Healthcare 6,000.0 $15K 0.01% NEW $2.50 -10.8%
503 TLT CALL ISHARES 20 PLS YEAR TREASURY BND ETF 175.0 $15K 0.01% -275.0 -61.1% $85.71 -2.1%
504 LLY CALL ELI LILLY ORD Healthcare 17.0 $15K 0.01% NEW $882.35 +15.8%
505 NBB NUVEEN TAXABLE MUNICIPAL INCM NAV CF Financial Services 1,000.0 $15K 0.01% NEW $15.00 +3.9%
506 FLWS 1-800 FLOWERS.COM CL A ORD Consumer Cyclical 5,000.0 $15K 0.01% -5K -50.0% $3.00 +31.7%
507 PBR PETROLEO BRASILEIRO ADR REPSTG 2 ORD Energy 760.0 $15K 0.01% -11K -93.3% $19.74 +3.4%
508 PAXS PIMCO ACCESS INCOME CF Financial Services 1,100.0 $15K 0.01% $13.64 +3.0%
509 RNST RENASANT ORD Financial Services 422.0 $15K 0.01% +222.0 +111.0% $35.55 +11.9%
510 NOW SERVICENOW ORD Technology 150.0 $15K 0.01% NEW $100.00 +1.8%
511 SFNC SIMMONS FIRST NATIONAL CL A ORD Financial Services 800.0 $15K 0.01% $18.75 +11.0%
512 ARKK PUT ARK INNOVATION ETF 220.0 $14K 0.01% +10.0 +4.8% $63.64 +19.2%
513 CRBG COREBRIDGE FINANCIAL ORD Financial Services 610.0 $14K 0.01% -10.0 -1.6% $22.95 +20.1%
514 SEER SEER CL A ORD Healthcare 8,500.0 $14K 0.01% $1.65 +2.0%
515 UGI UGI ORD Utilities 400.0 $14K 0.01% $35.00 -0.4%
516 ERC ALLSPRING MULTI SECTOR INCOME CF Financial Services 1,600.0 $14K 0.01% NEW $8.75 +2.4%
517 GTES GATES INDUSTRIAL ORD Industrials 663.0 $14K 0.01% NEW $21.12 +11.1%
518 STLA STELLANTIS ORD Consumer Cyclical 2,000.0 $14K 0.01% -800.0 -28.6% $7.00 +5.0%
519 MARA MARA HOLDINGS ORD Financial Services 1,700.0 $13K 0.01% $7.65 +59.3%
520 MLYS MINERALYS THERAPEUTICS ORD Healthcare 500.0 $13K 0.01% NEW $26.00 +0.1%
Page 26 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%