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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 28 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 YPF YPF SOCIEDAD ANONIM ADR REP 1 CL D O Energy 259.0 $11K 0.01% NEW $42.47 +10.8%
542 NWAX NEW AMERICA ACQUISITION I CL A ORD Financial Services 1,000.0 $10K 0.00% NEW $10.00 +1.3%
543 BGH BARINGS GLOBAL SHORT DURTN HY CF Financial Services 800.0 $10K 0.00% NEW $12.50 +11.4%
544 CORZ CALL CORE SCIENTIFIC ORD Technology 672.0 $10K 0.00% NEW $14.88 +66.8%
545 NKX NUVEN CALIFOR AMT FREE QLT MNCPL CF Financial Services 900.0 $10K 0.00% NEW $11.11 +11.8%
546 XRPN ARMADA ACQUISITION II CL A ORD Financial Services 990.0 $10K 0.00% +192.0 +24.1% $10.10 +2.9%
547 ALT5 SIGMA ORD 9,320.0 $10K 0.00% -190K -95.3% $1.07
548 PARKERVISION ORD (PNK) 42,050.0 $10K 0.00% $0.24
549 PIONEER ACQUISITION I CL A ORD 1,000.0 $10K 0.00% $10.00
550 CIG COMPANHIA ENERG ADR REPG ONE PRF Utilities 4,000.0 $9K 0.00% NEW $2.25 -0.9%
551 GNPX GENPREX ORD Healthcare 5,000.0 $9K 0.00% NEW $1.80 -54.7%
552 IPWR IDEAL POWER ORD Industrials 3,402.0 $9K 0.00% NEW $2.65 +160.1%
553 MCN XAI MADISON EQUITY PREMIUM INCOME CF Financial Services 1,600.0 $9K 0.00% NEW $5.62 +4.0%
554 JFR NUVEEN FLOATING RATE INCOME CF Financial Services 1,200.0 $9K 0.00% NEW $7.50 +0.7%
555 PFLT PENNANTPARK FLOATING RATE CAPITA ORD Financial Services 1,200.0 $9K 0.00% $7.50 +10.5%
556 SGML CALL SIGMA LITHIUM ORD Basic Materials 805.0 $9K 0.00% +144.0 +21.8% $11.18 +37.2%
557 BLUE MOON METALS ORD 1,500.0 $9K 0.00% NEW $6.00
558 KODIAK ROBOTICS INC WRT 9,000.0 $9K 0.00% $1.00
559 AMT CALL AMERICAN TOWER REIT Real Estate 50.0 $8K 0.00% NEW $160.00 +14.9%
560 ACLX CALL ARCELLX ORD Healthcare 72.0 $8K 0.00% NEW $111.11 +3.6%
Page 28 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%