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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 29 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 COMP COMPASS CL A ORD Technology 1,100.0 $8K 0.00% NEW $7.27 +16.5%
562 QQQE DIREXION NASDAQ 100 EQL WGT INDX ETF 86.0 $8K 0.00% -134.0 -60.9% $93.02 +24.2%
563 DOW DOW ORD Basic Materials 200.0 $8K 0.00% NEW $40.00 -10.2%
564 MDU MDU RESOURCES GROUP ORD Industrials 400.0 $8K 0.00% $20.00 +9.1%
565 MSM MSC INDUSTRIAL CL A ORD Industrials 96.0 $8K 0.00% +20.0 +26.3% $83.33 +27.2%
566 MMD NYLI MACKAY DEFINEDTM MUNI OPRT CF Financial Services 600.0 $8K 0.00% $13.33 +12.5%
567 NEWT NEWTEKONE ORD Financial Services 800.0 $8K 0.00% $10.00 +32.9%
568 NMCO NUVEEN MUNICIPAL CREDIT OPPORTUN CF Financial Services 800.0 $8K 0.00% NEW $10.00 +5.9%
569 PLTR PUT PALANTIR TECHNOLOGIES CL A ORD Technology 55.0 $8K 0.00% NEW $145.45 -5.7%
570 PFN PIMCO INCOME STRATEGY II CF Financial Services 1,200.0 $8K 0.00% $6.67 +2.4%
571 RH RH ORD Consumer Cyclical 62.0 $8K 0.00% NEW $129.03 +3.2%
572 SOC SABLE OFFSHORE CL A ORD Energy 500.0 $8K 0.00% -21K -97.7% $16.00 -5.9%
573 SRG SERITAGE GROWTH PROPERTIES CL A ORD Real Estate 3,000.0 $8K 0.00% $2.67 -10.0%
574 NUVEEN CREDIT STRATEGIES INCOME CF 1,800.0 $8K 0.00% NEW $4.44
575 NUVEEN REAL ASSET INCOME AND GRO CF 700.0 $8K 0.00% NEW $11.43
576 PYROPHYTE ACQUISITION II CL A ORD 820.0 $8K 0.00% -50.0 -5.8% $9.76
577 AGNC CALL AGNC INVESTMENT REIT ORD (NMS) Real Estate 750.0 $7K 0.00% -3K -81.2% $9.33 +9.9%
578 CSGS CSG SYSTEMS INTERNATIONAL ORD Technology 100.0 $7K 0.00% -6K -98.4% $70.00 +15.3%
579 GETY GETTY IMAGES HOLDINGS CL A ORD Communication Services 10,000.0 $7K 0.00% $0.70 +48.6%
580 PML PIMCO MUNICIPAL INCOME II CF Financial Services 1,000.0 $7K 0.00% $7.00 +5.4%
Page 29 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%