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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 32 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 GAME GAMESQUARE HOLDINGS INC Technology 15,000.0 $4K 0.00% $0.27 +46.3%
622 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE CF Financial Services 500.0 $4K 0.00% NEW $8.00 +16.5%
623 NVDA PUT NVIDIA ORD Technology 25.0 $4K 0.00% -50.0 -66.7% $160.00 +37.2%
624 OGI ORGANIGRAM GLOBAL ORD Healthcare 3,150.0 $4K 0.00% $1.27 -11.0%
625 PFL PIMCO INCOME STRATEGY CF Financial Services 500.0 $4K 0.00% $8.00 -3.9%
626 TTE PUT TOTALENERGIES ORD Energy 50.0 $4K 0.00% NEW $80.00 +15.7%
627 UEC URANIUM ENERGY ORD Energy 320.0 $4K 0.00% -90.0 -21.9% $12.50 +2.0%
628 ERH ALLSPRING UTILITIES AND HGH INCM CF Financial Services 400.0 $4K 0.00% NEW $10.00 +18.2%
629 EPI WISDOMTREE INDIA EARNINGS ETF 103.0 $4K 0.00% NEW $38.83 +8.4%
630 ASTRONICS CL B ORD 67.0 $4K 0.00% $59.70
631 PETROLEO BRASILEIRO ADR REPSTG 2 PRF 240.0 $4K 0.00% NEW $16.67
632 PROCAP FINANCIAL ORD 2,200.0 $4K 0.00% $1.82
633 AMERICAN DRIVE ACQUISITION UNT 420.0 $4K 0.00% +200.0 +90.9% $9.52
634 SILICON VALLEY ACQUISITION UNT 400.0 $4K 0.00% +300.0 +300.0% $10.00
635 ABVX CALL ABIVAX SA ADR Healthcare 30.0 $3K 0.00% NEW $100.00 +24.0%
636 CLF CALL CLEVELAND CLIFFS ORD (NYS) Basic Materials 450.0 $3K 0.00% NEW $6.67 +60.5%
637 ORBS EIGHTCO HOLDINGS ORD Technology 4,140.0 $3K 0.00% +4K +10000.0% $0.72 +25.6%
638 FMN FEDERAT HERMES PREMIR MUNICI INCM CF Financial Services 300.0 $3K 0.00% $10.00 +11.2%
639 IE CALL IVANHOE ELECTRIC INC (ASE) Technology 300.0 $3K 0.00% NEW $10.00 +22.6%
640 NUV NUVEEN MUNICIPAL VALUE CF Financial Services 400.0 $3K 0.00% NEW $7.50 +20.3%
Page 32 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%