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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 35 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 KCHV KOCHAV DEFENSE ACQUISITION CL A ORD Financial Services 290.0 $2K 0.00% $6.90 +49.5%
682 PUT AIR LEASE CL A ORD 31.0 $2K 0.00% -22.0 -41.5% $64.52
683 CARVER BANCORP ORD 1,600.0 $2K 0.00% $1.25
684 LATCH ORD 10,001.0 $2K 0.00% $0.20
685 XPLR INFRASTRUCTURE ORD 200.0 $2K 0.00% -30.0 -13.0% $10.00
686 PINNACLE FINANCIAL PARTNERS ORD 25.0 $2K 0.00% -31K -99.9% $80.00
687 TRINITY PLACE HOLDINGS ORD 108,930.0 $2K 0.00% $0.02
688 COHEN CIRCLE ACQUISITION CORP II 200.0 $2K 0.00% +100.0 +100.0% $10.00
689 HCM III ACQUISITION UNT 200.0 $2K 0.00% +100.0 +100.0% $10.00
690 COLLPLANT BIOTECHNOLOGIES ORD 5,300.0 $2K 0.00% +50.0 +0.9% $0.38
691 ATYR ATYR PHARMA ORD Healthcare 1,500.0 $1K -3K -68.8% $0.67 -20.4%
692 ASTS CALL AST SPACEMOBILE CL A ORD Technology 20.0 $1K +5.0 +33.3% $50.00 +79.2%
693 AMD CALL ADVANCED MICRO DEVICES ORD Technology 5.0 $1K -205.0 -97.6% $200.00 +123.8%
694 ALK PUT ALASKA AIR GROUP ORD Industrials 30.0 $1K NEW $33.33 +19.5%
695 RNA PUT AVIDITY BIOSCIENCES ORD (NMS) Healthcare 78.0 $1K NEW $12.82 +1.0%
696 CF PUT CF INDUSTRIES HOLDINGS ORD Basic Materials 9.0 $1K NEW $111.11 +11.0%
697 TACK FAIRLEAD TACTICAL SECTOR ETF 50.0 $1K NEW $20.00 +55.5%
698 CLBK COLUMBIA FINANCIAL ORD Financial Services 93.0 $1K NEW $10.75 +82.4%
699 CRTO CALL CRITEO ADR REP ORD Communication Services 60.0 $1K $16.67 +2.8%
700 DELL DELL TECHNOLOGIES CL C ORD Technology 10.0 $1K -6K -99.8% $100.00 +135.3%
Page 35 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%