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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 37 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 SMTC SEMTECH ORD Technology 20.0 $1K -117.0 -85.4% $50.00 +183.1%
722 TSLA CALL TESLA ORD Consumer Cyclical 5.0 $1K -2K -99.7% $200.00 +106.4%
723 TLRY TILRAY BRANDS ORD Healthcare 200.0 $1K $5.00 +9.1%
724 UNL CALL UNITED STATES 12 MT NATURAL GAS ETF (PSE) Financial Services 200.0 $1K +24.0 +13.6% $5.00 +29.8%
725 AACB ARTIUS II ACQUISITION CL A ORD Financial Services 112.0 $1K -100.0 -47.2% $8.93 +16.6%
726 CGCT CARTESIAN GROWTH III CL A ORD Financial Services 100.0 $1K $10.00 +4.0%
727 LBTYK LIBERTY GLOBAL CL C ORD Communication Services 120.0 $1K +20.0 +20.0% $8.33 +41.5%
728 MANU MANCHESTER UNITED CL A ORD Communication Services 100.0 $1K NEW $10.00 +94.7%
729 ROIV ROIVANT SCIENCES ORD Healthcare 40.0 $1K -20.0 -33.3% $25.00 +31.1%
730 IREN CALL IREN ORD Financial Services 40.0 $1K NEW $25.00 +109.6%
731 AFRICAN AGRICULTURE HOLDINGS ORD 126,820.0 $1K NEW $0.01
732 BROWN FORMAN CL A ORD 60.0 $1K $16.67
733 ENSYSCE BIOSCIENCES ORD 3,000.0 $1K $0.33
734 IRON HORSE ACQUISITION II UNT 200.0 $1K $5.00
735 LIANBIO ADR 14,000.0 $1K $0.07
736 CALL ONESTREAM CL A ORD (NMS) 50.0 $1K NEW $20.00
737 SNDL ORD 1,000.0 $1K $1.00
738 CALL SOLARIS RES ORD (ASE) 175.0 $1K $5.71
739 FIGX CAPITAL ACQUISITION UNT 100.0 $1K $10.00
740 PYROPHYTE ACQUISITION II UNT 171.0 $1K $5.85
Page 37 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%