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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 49 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 ANEBULO PHARMACEUTICALS ORD 100.0 NEW
962 BERKSHIRE HATHAWAY CL B ORD 1.0 NEW
963 CALL DAYFORCE ORD 9.0 NEW
964 CALL CONFLUENT CL A ORD 16.0 NEW
965 PUT DIGITALBRIDGE GROUP CL A ORD 8.0 NEW
966 CALL FORGE GLOBAL HOLDINGS ORD (NYS) 5.0 NEW
967 PUT FRONTIER COMMUNICATIONS PARENT ORD 5.0 NEW
968 HELIOS AND MATHESON ANALYTICS ORD 1,002.0 NEW
969 IROBOT ORD 200.0 NEW
970 CALL IROBOT ORD 32.0 NEW
971 PUT IROBOT ORD 1.0 NEW
972 BONK ORD 28.0 NEW
973 KHIRON LIFE SCIENCES ORD 1,000.0 NEW
974 LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) 20.0 NEW
975 CALL FLAGSTAR BANK NATIONAL ASSOCIATI ORD 27.0 NEW
976 CALL NEWSMAX CL B ORD (NYS) 14.0 NEW
977 NOVELSTEM INTERNATIONAL ORD (PNK) 25,000.0 NEW
978 OCEAN BIOMEDICAL ORD 600.0 NEW
979 OS THERAPIES ORD 100.0 NEW
980 REMARK HOLDINGS INC 1,200.0 NEW
Page 49 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%