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Portfolio (Quarterly) Guide ↗

BALLAST ADVISORS LLC

· CIK 0001803415
13F Portfolio $344M AUM 394 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 225 New 40 Added 65 Reduced 7 Exited
Page 10 of 12  ·  225 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 NEW YORK COMMUNITY CAPITAL TRUST V 101.0 $4K 0.00% NEW $39.60
182 ARKK ARK INNOVATION ETF 50.0 $3K 0.00% NEW $60.00 +35.0%
183 ABNB AIRBNB INC Consumer Cyclical 25.0 $3K 0.00% NEW $120.00 +12.1%
184 UTF COHEN & STEERS INFRASTRUCTURE FUND INC Financial Services 100.0 $3K 0.00% NEW $30.00 -10.0%
185 ROBO ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF 39.0 $3K 0.00% NEW $76.92 +15.6%
186 JMTG JP MORGAN MORTGAGE-BACKED SECURITIES ETF 55.0 $3K 0.00% NEW $54.55 -7.2%
187 JTEK JPMORGAN US TECH LEADERS ETF 35.0 $3K 0.00% NEW $85.71 +24.8%
188 KHC KRAFT HEINZ CO COM Consumer Defensive 143.0 $3K 0.00% NEW $20.98 +16.6%
189 DBMF IMGP DBI MANAGED FUTURES STRATEGY ETF 83.0 $3K 0.00% NEW $36.14 -14.1%
190 NGG NATIONAL GRID PLC Utilities 40.0 $3K 0.00% NEW $75.00 +13.1%
191 ORLY O REILLY AUTOMOTIVE INC NEW COM Consumer Cyclical 33.0 $3K 0.00% NEW $90.91 -1.8%
192 MOAT VANECK MORNGINSTAR WIDE MOAT ETF 29.0 $3K 0.00% NEW $103.45 -0.5%
193 SMH VANECK SEMICONDUCTOR ETF 8.0 $3K 0.00% NEW $375.00 +60.0%
194 WAT WATERS CORP Healthcare 11.0 $3K 0.00% NEW $272.73 +25.5%
195 BIP BROOKFIELD INFRA PTN LP Utilities 94.0 $3K 0.00% NEW $31.91 +24.0%
196 HEICO CORP 14.0 $3K 0.00% NEW $214.29
197 AFL AFLAC INC Financial Services 21.0 $2K 0.00% NEW $95.24 +18.3%
198 ARKW ARK NEXT GENERATION INTERNET ETF 15.0 $2K 0.00% NEW $133.33 +12.7%
199 PAVE GLOBAL X US INFRASTRUCTURE DELEVOPMENT ETF 43.0 $2K 0.00% NEW $46.51 +21.4%
200 KBWB INVESCO KBW BANK ETF 31.0 $2K 0.00% NEW $64.52 +34.1%
Page 10 of 12  ·  225 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 37.4%
Financial Services 15.9%
Energy 12.6%
Consumer Cyclical 7.1%
Industrials 6.6%
Communication Services 6.1%
Healthcare 5.9%
Consumer Defensive 4.9%
Basic Materials 2.4%
Utilities 1.0%