Institutional Filings
Guide ↗
| Form | Filer | Company | Sector | % Owned | Mkt Cap |
|---|---|---|---|---|---|
| 13D/A | BANK OF AMERICA CORP /DE/ | FMN Federated Hermes Premier Mun | Financial Services | 100.0% | $86M |
| Bank of America acquired 100% ownership (1,147 shares) of Federated Hermes Premier Municipal Income Fund. | |||||
| 13D/A | BROOKFIELD CORPORATION | BAM Brookfield Asset Management | Financial Services | 72.8% | $78.0B |
| Brookfield Corporation pledged 65M BAM shares as collateral for a $1B margin loan maturing April 2028, maintaining 72.8% stake. | |||||
| 13D | Inversiones ASPI S.A. | CPAC CEMENTOS PACASMAYO SAA | Basic Materials | 50.0% | $904M |
| Holcim acquired 50% stake in Cementos Pacasmayo via Share Purchase Agreement with Hochschild family entities on December 15, 2025. | |||||
| 13D/A | LUMINUS MANAGEMENT, LLC | BATL BATTALION OIL CORP | Energy | 43.4% | $60M |
| Luminus Management distributed 5.2M Battalion Oil shares to feeder funds and affiliates, maintaining its 43.4% stake. | |||||
| 13D/A | Hung-Wen Chen | APLMW Apollomics Inc. | Financial Services | 41.8% | $272M |
| Hung-Wen Chen acquired 41.8% of Apollomics Inc. (901,362 shares), indicating significant influence over the company. | |||||
| 13D/A | Kaufman Kapital LLC | BOF BranchOut Food Inc. | Consumer Defensive | 34.5% | $53M |
| Kaufman Kapital LLC amended its 13D filing for 34.5% stake in BranchOut Food Inc., disclosing June 2025 warrant exercise and agreement modifications. | |||||
| 13D/A | AIR T INC | TULP BLOOMIA HOLDINGS, INC. | Industrials | 33.7% | $7M |
| AIR T INC acquired 33.7% stake in Bloomia Holdings for investment purposes with potential future acquisition or disposition flexibility. | |||||
| 13D | PRICE ROBERT B. | GLND Greenland Energy Co | Energy | 28.3% | $75M |
| Robert B. Price disclosed 28.3% stake in Greenland Energy Co. as CEO/board member, holding for investment purposes. | |||||
| 13D/A | Funicular Funds, LP | SYBX SYNLOGIC, INC. | Healthcare | 28.3% | $7M |
| Funicular Funds, LP (28.3% stake in Synlogic Inc.) proposes acquiring remaining shares at $0.64/share. | |||||
| 13D/A | Canada Growth Fund Inc. | NMG Nouveau Monde Graphite Inc. | Basic Materials | 22.0% | $331M |
| Canada Growth Fund acquires 22% stake in Nouveau Monde Graphite via $25M private placement of common shares and warrants. | |||||
| 13D/A | Cavaghan Andrew | BGLWW Blue Gold Ltd | Basic Materials | 16.9% | $10M |
| Andrew Cavaghan acquired a 16.9% stake (6.4M shares) in Blue Gold Ltd, becoming a significant shareholder. | |||||
| 13D/A | ATG Capital Opportunities Fund LP | EMPD Empery Digital Inc. | Consumer Cyclical | 15.6% | $136M |
| ATG Capital Opportunities Fund LP filed a Delaware lawsuit seeking declaratory and injunctive relief against Empery Digital Inc. leadership and directors regarding governance matters. | |||||
| 13D | BIOGEN INC. | APLS APELLIS PHARMACEUTICALS, INC | Healthcare | 14.2% | $5.2B |
| Biogen acquired 14.2% stake in Apellis Pharmaceuticals and commenced merger tender offer at $41/share cash. | |||||
| 13D/A | ADW Capital Partners, L.P. | CODI-PC COMPASS DIVERSIFIED HOLDINGS | Industrials | 14.0% | $1.6B |
| Capital Partners acquires 14.0% stake in Compass Diversified Holdings. | |||||
| 13D/A | Max C. Wygod | FORA Forian Inc. | Healthcare | 12.4% | $67M |
| Max Wygod (12.4% stake in Forian Inc.) disclosed a merger agreement with his affiliate SPV to acquire the company, along with an amended consortium agreement. | |||||
| 13D/A | MAK Capital Fund LP | EVOTF Evotec SE | Healthcare | 7.0% | $931M |
| MAK Capital Fund LP increased its Evotec SE stake to 7.0% (12.5M shares) via Schedule 13D Amendment 1 filing. | |||||
| 13D/A | WE-INN LLC | INVLW Innventure, Inc. | — | 5.8% | $109M |
| WE-INN LLC updates 5.8% stake in Innventure due to revised outstanding share count; retains investment but may sell future shares for diversification. | |||||
| 13D | SPRUCE HOUSE INVESTMENT MANAGEMENT LLC | CIGI Colliers International Group | Real Estate | 5.0% | $5.1B |
| Spruce House Investment Management acquired 5.0% stake (2.51M shares) in Colliers International for investment purposes, believing shares are undervalued. | |||||
| 13D/A | Friedland Enterprises LLC | LVLU Lulu's Fashion Lounge Holdin | Consumer Cyclical | 5.0% | $28M |
| Friedland Enterprises LLC amended its Schedule 13D, maintaining a 5.0% stake (137,447 shares) in Lulu's Fashion Lounge Holdings, Inc. | |||||
| 13D | Maewyn FVR LP | FVR FrontView REIT Inc. | Real Estate | 4.1% | $391M |
| Maewyn FVR LP acquired 4.1% stake in FrontView REIT via investment agreement for convertible preferred stock. | |||||
| 13D/A | Innovation Endeavors III LP | RBOTW Vicarious Surgical Inc. | — | 3.4% | — |
| Innovation Endeavors III LP acquired 3.4% stake (221,038 shares) in Vicarious Surgical Inc. for investment purposes. | |||||
| 13D | He Zhengxu | PHUN Phunware, Inc. | Technology | 2.6% | $44M |
| Schedule 13D Summary He Zhengxu acquired 2.6% stake (520,000 shares) in Phunware, Inc. | |||||
| 13D | Wende L. Kotouc | ASBA Associated Banc-Corp (the "I | Financial Services | 0.9% | $4.1B |
| Wende L. Kotouc acquired 0.9% of Associated Banc-Corp for investment and was appointed director post-merger. | |||||
| 13D/A | 2025 Acquisition Company, LLC | FORA Forian Inc. | Healthcare | — | $67M |
| 2025 Acquisition Company, LLC amended its Forian Inc. stake disclosure, clarifying the Consortium Agreement remains in effect until merger closing. | |||||
| 13G/A | Capital World Investors | PII Polaris Inc. | Consumer Cyclical | — | $3.6B |
| Capital World Investors amended a ? passive stake in Polaris Inc. (? shares). | |||||
| 13G/A | Randall D. Rogers | MBINL Merchants Bancorp | Financial Services | — | $1.1B |
| Randall D. Rogers amended a ? passive stake in Merchants Bancorp (? shares). | |||||
| 13G/A | Wasatch Advisors LP | CERT Certara Inc | Healthcare | — | $949M |
| Wasatch Advisors LP amended a ? passive stake in Certara Inc (? shares). | |||||
| 13G/A | WCM Investment Management, LLC | MNDY Monday.Com Ltd | Technology | — | $4.0B |
| WCM Investment Management, LLC amended a ? passive stake in Monday.Com Ltd (? shares). | |||||
| 13G/A | Grace & White, Inc. | FTEK FUEL TECH, INC. | Industrials | — | $51M |
| Grace & White, Inc. amended a ? passive stake in FUEL TECH, INC. (? shares). | |||||
| 13G/A | YA II PN, Ltd. | INDP Indaptus Therapeutics, Inc. | Healthcare | — | $4M |
| YA II PN, Ltd. amended a ? passive stake in Indaptus Therapeutics, Inc. (? shares). | |||||
| 13G/A | Wasatch Advisors LP | SDHC Smith Douglas Homes Corp | Real Estate | — | $106M |
| Wasatch Advisors LP amended a ? passive stake in Smith Douglas Homes Corp (? shares). | |||||
| 13G/A | YA II PN, Ltd. | XOSWW Xos, Inc. | Industrials | — | $6M |
| YA II PN, Ltd. amended a ? passive stake in Xos, Inc. (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | TSI TCW STRATEGIC INCOME FUND IN | Financial Services | — | $217M |
| Sit Investment Associates, Inc. amended a ? passive stake in TCW STRATEGIC INCOME FUND INC (? shares). | |||||
| 13G/A | Michael F. Petrie | MBINL Merchants Bancorp | Financial Services | — | $1.1B |
| Michael F. Petrie amended a ? passive stake in Merchants Bancorp (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | CPZ Calamos Long/Short Equity & | Financial Services | — | $266M |
| Sit Investment Associates, Inc. amended a ? passive stake in Calamos Long/Short Equity & Dynamic Income Trust (? shares). | |||||
| 13G/A | Andrew M. Murstein | MBNKO Medallion Financial Corp. | Financial Services | — | $608M |
| Andrew M. Murstein amended a ? passive stake in Medallion Financial Corp. (? shares). | |||||
| 13G/A | Redmile Group, LLC | ADCT ADC Therapeutics SA | Healthcare | — | $468M |
| Redmile Group, LLC amended a ? passive stake in ADC Therapeutics SA (? shares). | |||||
| 13G/A | TRUIST FINANCIAL CORP | Themes ETF Trust | — | — | — |
| TRUIST FINANCIAL CORP amended a ? passive stake in Themes ETF Trust (? shares). | |||||
| 13G/A | Mink Brook Asset Management LLC | HGBL Heritage Global Inc. | Financial Services | — | $46M |
| Mink Brook Asset Management LLC amended a ? passive stake in Heritage Global Inc. (? shares). | |||||
| 13G/A | BCCM Advisors, LLC | TULP BLOOMIA HOLDINGS, INC. | Industrials | — | $7M |
| BCCM Advisors, LLC amended a ? passive stake in BLOOMIA HOLDINGS, INC. (? shares). | |||||
| 13G/A | Mawer Investment Management Ltd. | SANG Sangoma Technologies Corp | Technology | — | $140M |
| Mawer Investment Management Ltd. amended a ? passive stake in Sangoma Technologies Corp (? shares). | |||||
| 13G/A | Mink Brook Asset Management LLC | CREX CREATIVE REALITIES, INC. | Technology | — | $40M |
| Mink Brook Asset Management LLC amended a ? passive stake in CREATIVE REALITIES, INC. (? shares). | |||||
| 13G/A | Capital World Investors | OWL Blue Owl Capital Inc. | Financial Services | — | $15.8B |
| Capital World Investors amended a ? passive stake in Blue Owl Capital Inc. (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | CRF CORNERSTONE TOTAL RETURN FUN | Financial Services | — | $859M |
| Sit Investment Associates, Inc. amended a ? passive stake in CORNERSTONE TOTAL RETURN FUND INC (? shares). | |||||
| 13G/A | Capital World Investors | BZ KANZHUN LTD. | Industrials | — | $6.4B |
| Capital World Investors amended a ? passive stake in KANZHUN LTD. (? shares). | |||||
| 13G/A | North Star Investment Management Corporation | OESX Orion Energy Systems, Inc. | Industrials | — | $31M |
| North Star Investment Management Corporation amended a ? passive stake in Orion Energy Systems, Inc. (? shares). | |||||
| 13G/A | Wasatch Advisors LP | DERM Journey Medical Corp | Healthcare | — | $125M |
| Wasatch Advisors LP amended a ? passive stake in Journey Medical Corp (? shares). | |||||
| 13G/A | Peter J Abrahamson | SIF Sifco Industries, Inc. | Industrials | — | $100M |
| Peter J Abrahamson amended a ? passive stake in Sifco Industries, Inc. (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | PFD FLAHERTY & CRUMRINE PREFERRE | Financial Services | — | $150M |
| Sit Investment Associates, Inc. amended a ? passive stake in FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC (? shares). | |||||
| 13G/A | Mink Brook Partners LP | ACNT ASCENT INDUSTRIES CO. | Basic Materials | — | $138M |
| Mink Brook Partners LP amended a ? passive stake in ASCENT INDUSTRIES CO. (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | NXG-RI NXG NextGen Infrastructure I | — | — | — |
| Sit Investment Associates, Inc. amended a ? passive stake in NXG NextGen Infrastructure Income Fund (? shares). | |||||
| 13G/A | Wasatch Advisors LP | CERT Certara Inc | Healthcare | — | $949M |
| Wasatch Advisors LP amended a ? passive stake in Certara Inc (? shares). | |||||
| 13G/A | HBM Healthcare Investments (Cayman) Ltd. | IOBTQ IO Biotech, Inc. | — | — | $406K |
| HBM Healthcare Investments (Cayman) Ltd. amended a ? passive stake in IO Biotech, Inc. (? shares). | |||||
| 13G/A | Sit Investment Associates, Inc. | AVK ADVENT CONVERTIBLE & INCOME | Financial Services | — | $434M |
| Sit Investment Associates, Inc. amended a ? passive stake in ADVENT CONVERTIBLE & INCOME FUND (? shares). | |||||
| 13G/A | Capital Research Global Investors | HAL Halliburton Co. | Energy | — | $35.1B |
| Capital Research Global Investors amended a ? passive stake in Halliburton Co. (? shares). | |||||
| 13G/A | Wasatch Advisors LP | ICFI ICF International Inc | Industrials | — | $1.3B |
| Wasatch Advisors LP amended a ? passive stake in ICF International Inc (? shares). | |||||