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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 9 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 USAR USA RARE EARTH INC Basic Materials 97.0 $1K NEW $15.13 +78.0%
162 PHIO PHARMACEUTICALS CORP 1,074.0 $1K NEW $1.22
163 AELUMA INC 100.0 $1K NEW $13.09
164 RIME ALGORHYTHM HOLDINGS INC Technology 1,100.0 $1K NEW $1.09 -28.0%
165 ISHARES TR 50.0 $1K NEW $22.42
166 ISHARES TR 50.0 $1K NEW $22.28
167 ISHARES TR 51.0 $1K NEW $21.82
168 SDS CALL SDS 04/17/26 70 2.0 $1K NEW $540.00 -89.4%
169 FSK FS KKR CAPITAL CORP Financial Services 100.0 $1K NEW $10.18 +6.6%
170 SKYWARD SPECIALTY INSURANCE 23.0 $1K NEW $43.65
171 EPP ISHARES MSCI PACIFIC EX JAPAN 18.0 $956.0 NEW $53.11 +3.9%
172 JANUS LIVING INC 37.0 $872.0 NEW $23.57
173 SECU BLACKROCK ETF TR II 17.0 $865.0 NEW $50.88 -2.1%
174 NTSK NETSKOPE INC Technology 100.0 $849.0 NEW $8.49 +30.3%
175 OCUL OCULAR THERAPEUTIX INC Healthcare 100.0 $847.0 NEW $8.47 +0.8%
176 FID FIRST TR EXCHANGE TRADED FD VI 40.0 $837.0 NEW $20.93 +6.3%
177 GAIA GAIA INC Communication Services 300.0 $831.0 NEW $2.77 -13.1%
178 INGERSOLL RAND INC 9.0 $721.0 NEW $80.11
179 EWC ISHARES MSCI CANADA ETF 12.0 $657.0 NEW $54.75 +6.9%
180 BLCR BLACKROCK ETF TR 16.0 $656.0 NEW $41.00 +23.1%
Page 9 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%