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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 101 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 LINCOLNNATIONALCORPORATION 400.0 $11K 0.00% NEW $26.83
2002 CHEMTRADELOGISTICSINCOME 1,000.0 $11K 0.00% NEW $10.73
2003 ENS ENERSYS Industrials 73.0 $11K 0.00% NEW $146.74 +55.1%
2004 UAL UNITEDAIRLINESHOLDINGSINC Industrials 95.0 $11K 0.00% NEW $111.81 +4.0%
2005 SPTL SPDRSERIESTRUST 401.0 $11K 0.00% NEW $26.47 -1.6%
2006 FYT FIRSTTREXCHANGETRADED 187.0 $11K 0.00% NEW $56.68 +16.8%
2007 ACWX ISHARESMSCIACWIEXUSINDEX 157.0 $11K 0.00% NEW $67.13 +14.1%
2008 ARKW ARKETFTR 71.0 $10K 0.00% NEW $147.72 +3.2%
2009 TECK TECKRESOURCESLIMITED Basic Materials 219.0 $10K 0.00% NEW $47.89 +37.1%
2010 DYNONOBELLIMITED 4,868.0 $10K 0.00% NEW $2.14
2011 RPV INVESCOEXCHANGETRADEDFUND 100.0 $10K 0.00% NEW $103.36 +9.8%
2012 ATHENEHOLDINGLTD 400.0 $10K 0.00% NEW $25.69
2013 ARKF ARKETFTRUST 215.0 $10K 0.00% NEW $47.63 -9.6%
2014 TRANSCANADAPIPELINESLTD 416.0 $10K 0.00% NEW $24.54
2015 LGCY LEGACYEDUCATIONINC Consumer Defensive 1,000.0 $10K 0.00% NEW $10.19 +9.1%
2016 PENNYMACMORTGAGEINVESTMENT 400.0 $10K 0.00% NEW $25.38
2017 LYG LLOYDSBANKINGGROUPPLC Financial Services 1,913.0 $10K 0.00% NEW $5.30 +3.5%
2018 IMCB ISHARESMORNINGSTARMIDCAP 122.0 $10K 0.00% NEW $82.73 +12.8%
2019 WDNA WISDOMTREETR 598.0 $10K 0.00% NEW $16.87 +9.6%
2020 ENTERGYNEWORLEANSLLC 450.0 $10K 0.00% NEW $22.37
Page 101 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%