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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 101 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 WCBR WISDOMTREE TR 313.0 $8K 0.00% $24.94 +34.0%
2002 WCLD WISDOMTREE CLOUD COMPUTING 284.0 $8K 0.00% $27.32 +16.4%
2003 UNG UNITED STATES NATURAL GAS Financial Services 660.0 $8K 0.00% +410.0 +164.0% $11.73 +3.0%
2004 SIEMENS HEALTHINEERS AG 370.0 $8K 0.00% -74.0 -16.7% $20.91
2005 VFMV VANGUARD WELLINGTON FD 58.0 $8K 0.00% $133.22 +6.3%
2006 RCI ROGERS COMMUNICATIONS INC Communication Services 200.0 $8K 0.00% $38.45 -0.9%
2007 FFOG FRANKLIN TEMPLETON ETF TR 184.0 $8K 0.00% $41.08 +25.4%
2008 CTO CTO REALTY GROWTH INC Real Estate 408.0 $8K 0.00% -54.0 -11.7% $18.52 +13.0%
2009 DMAY FIRST TR EXCHANGE TRADED FD 167.0 $8K 0.00% $44.92 +5.1%
2010 GUNR FLEXSHARES TR 135.0 $7K 0.00% $55.16 -2.1%
2011 FMC FMC CORP NEW Basic Materials 430.0 $7K 0.00% -50.0 -10.4% $17.24 -20.3%
2012 UAL UNITED AIRLINES HOLDINGS INC Industrials 80.0 $7K 0.00% -15.0 -15.8% $92.06 +25.3%
2013 TIPX SPDR SERIES TRUST 380.0 $7K 0.00% $19.19 +0.1%
2014 BIGY TIDAL TRUST II 150.0 $7K 0.00% NEW $48.60 +10.9%
2015 COMPASS GROUP PLC 265.0 $7K 0.00% $27.49
2016 IPAY AMPLIFY ETF TR 170.0 $7K 0.00% $42.80 +6.8%
2017 GTX GARRETT MOTION INC Consumer Cyclical 400.0 $7K 0.00% -100.0 -20.0% $18.17 +81.5%
2018 INDA ISHARES TR 155.0 $7K 0.00% -410.0 -72.6% $46.84 +3.7%
2019 ALGN ALIGN TECHNOLOGY INC Healthcare 42.0 $7K 0.00% -4.0 -8.7% $171.43 +1.8%
2020 FMHI FIRST TR EXCHANGE TRADED FD 151.0 $7K 0.00% $47.54 +1.2%
Page 101 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%