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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 107 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 AVEM AMERICAN CENTURY ETF TRUST 61.0 $5K NEW $80.57 +20.4%
2122 BBLU EA SERIES TRUST 332.0 $5K $14.76 +13.7%
2123 FTAI AVIATION LTD 20.0 $5K $245.00
2124 SOPH SOPHIA GENETICS SA Healthcare 987.0 $5K NEW $4.95 +2.6%
2125 FFC FLAHERTY & CRUMRINE PREFERRED Financial Services 315.0 $5K $15.49 +3.8%
2126 URNM SPROTT FUNDS TRUST 77.0 $5K NEW $63.14 -2.8%
2127 HITACHI LTD 172.0 $5K +31.0 +22.0% $28.06
2128 IDR IDAHO STRATEGIC RESOURCES INC Basic Materials 150.0 $5K $32.12 +20.3%
2129 EGP EASTGROUP PROPERTIES INC Real Estate 26.0 $5K +1.0 +4.0% $185.08 +10.7%
2130 BCS BARCLAYS PLC Financial Services 227.0 $5K -40.0 -15.0% $21.16 +15.0%
2131 IMCD GROUP NV 93.0 $5K +42.0 +82.3% $51.56
2132 EWJ ISHARES INC 56.0 $5K +19.0 +51.4% $84.43 +9.8%
2133 ING ING GROEP NV-SPONSORED ADR Financial Services 181.0 $5K -161.0 -47.1% $26.05 +18.4%
2134 SMCI SUPER MICRO COMPUTER INC Technology 206.0 $5K -300.0 -59.3% $22.77 +81.4%
2135 HANG LUNG PROPERTIES 4,500.0 $5K -1K -18.2% $1.04
2136 TFIN TRIUMPH FINANCIAL INC Financial Services 78.0 $5K $59.65 +18.3%
2137 JD JD.COM INC Consumer Cyclical 157.0 $5K $29.57 -1.4%
2138 HUBS HUBSPOT INC Technology 19.0 $5K +17.0 +850.0% $244.05 -18.5%
2139 GCOW PACER FDS TR 100.0 $5K $46.24 -0.4%
2140 WRAP WRAP TECHNOLOGIES INC Technology 3,000.0 $5K $1.54 -9.1%
Page 107 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%