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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 108 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2141 REI RING ENERGY INC Energy 3,000.0 $5K $1.53 -13.1%
2142 XSW SPDR SERIES TRUST 32.0 $5K $142.28 +19.2%
2143 CMP COMPASS MINERALS INTL INC Basic Materials 195.0 $5K $23.35 +39.1%
2144 MTZ MASTEC INC Industrials 14.0 $5K -3.0 -17.6% $321.71 +19.1%
2145 TECHTRONIC INDUSTRIES CO 69.0 $4K $65.10
2146 HOG HARLEY DAVIDSON INC Consumer Cyclical 220.0 $4K $20.22 +19.2%
2147 PRMB PRIMO BRANDS CORPORATION Consumer Defensive 235.0 $4K +35.0 +17.5% $18.83 +32.1%
2148 PFLT PENNANTPARK FLOATING RATE Financial Services 546.0 $4K +226.0 +70.6% $8.04 +2.4%
2149 AER AERCAP HOLDINGS NV Industrials 32.0 $4K -128.0 -80.0% $137.16 +1.3%
2150 CGBD CARLYLE SECURED LENDING INC Financial Services 400.0 $4K $10.94 -0.2%
2151 MPWR MONOLITHIC POWER SYS INC Technology 4.0 $4K $1093.25 +49.4%
2152 BHF BRIGHTHOUSE FINANCIAL INC Financial Services 73.0 $4K +1.0 +1.4% $59.88 +4.9%
2153 FMCE NORTHERN LIGHTS FUND TRUST IV 175.0 $4K $24.88 +12.8%
2154 ARI APOLLO COMMERCIAL REAL ESTATE Real Estate 411.0 $4K +10.0 +2.5% $10.58 +4.0%
2155 HUM HUMANA INC Healthcare 25.0 $4K NEW $173.36 +78.0%
2156 CCOI COGENT COMMUNICATIONS HOLDINGS Communication Services 230.0 $4K $18.84 +5.2%
2157 ARTORIUS STEDIM BIOTECH S A 226.0 $4K NEW $19.15
2158 DIPLOMA PLC 216.0 $4K $19.66
2159 SOUTH BOW CORP 126.0 $4K $33.32
2160 EXPERIAN PLC 121.0 $4K +18.0 +17.5% $34.26
Page 108 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%