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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 117 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2321 MITSUIFUDOSANCOLTD 94.0 $3K NEW $34.07
2322 RIG TRANSOCEANLTD Energy 775.0 $3K NEW $4.13 +51.5%
2323 ALNY ALNYLAMPHARMACEUTICALSINC Healthcare 8.0 $3K NEW $397.62 -24.3%
2324 CVRPARTNERSLP 31.0 $3K NEW $102.48
2325 MAS MASCOCORP Industrials 50.0 $3K NEW $63.46 +12.0%
2326 NUSC NUSHARESETFTR 71.0 $3K NEW $44.65 +12.1%
2327 DWMF WISDOMTREETRUST 97.0 $3K NEW $32.54 +2.8%
2328 UNH PUT PUTUNH03/20/26270 Healthcare 4.0 $3K NEW $787.50 -51.7%
2329 SSNC SS&CTECHNOLOGIESHOLDINGSINC Technology 36.0 $3K NEW $87.42 -23.4%
2330 NESR NATIONALENERGYSERVICES Energy 200.0 $3K NEW $15.66 +54.7%
2331 TIDALTRII 180.0 $3K NEW $17.23
2332 NEWSMAXINC 400.0 $3K NEW $7.73
2333 MBUU MALIBUBOATSINC Consumer Cyclical 109.0 $3K NEW $28.20 -2.0%
2334 VPL VANGUARDINTERNATIONALEQUITY 34.0 $3K NEW $90.38 +28.7%
2335 UNG UNITEDSTATESNATURALGAS Financial Services 250.0 $3K NEW $12.26 -1.8%
2336 NPWR NETPOWERINC Industrials 1,340.0 $3K NEW $2.28 -14.2%
2337 MDYG SPDRSERIESTRUST 33.0 $3K NEW $92.42 +17.5%
2338 SYF CALL CALLSYF03/20/2680 Financial Services 4.0 $3K NEW $760.00 -90.6%
2339 PATK PATRICKINDUSTRIESINC Consumer Cyclical 28.0 $3K NEW $108.43 -15.9%
2340 FR FIRSTINDUSTRIALREALTYTRUST Real Estate 53.0 $3K NEW $57.26 +8.7%
Page 117 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%