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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 43 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 FDEC FIRSTTREXCHANGETRADEDFD 3,913.0 $200K 0.01% NEW $51.18 +6.5%
842 RPG INVESCOEXCHANGETRADEDFUND 4,276.0 $200K 0.01% NEW $46.69 +28.8%
843 DLB DOLBYLABORATORIESINC Technology 3,108.0 $200K 0.01% NEW $64.22 -13.1%
844 XNTK SPDRSERIESTRUST 715.0 $199K 0.01% NEW $277.88 +33.4%
845 BUFZ FIRSTTREXCHANGETRADEDFD 7,481.0 $198K 0.01% NEW $26.53 +5.0%
846 PBA PEMBINAPIPELINECORP Energy 5,192.0 $198K 0.01% NEW $38.07 +22.3%
847 FPX FIRSTTRUSTEXCHANGETRADED 1,205.0 $197K 0.01% NEW $163.60 +18.9%
848 SOFI SOFITECHNOLOGIESINC Financial Services 7,527.0 $197K 0.01% NEW $26.18 -30.4%
849 Q QNITYELECTRONICSINC Technology 2,392.0 $195K 0.01% NEW $81.65 +91.1%
850 DDEC FIRSTTREXCHANGETRADEDFD 4,328.0 $195K 0.01% NEW $45.09 +5.0%
851 PCEF INVESCOEXCHANGETRADEDFDTR 9,796.0 $195K 0.01% NEW $19.88 +2.1%
852 INGR INGREDIONINC Consumer Defensive 1,757.0 $194K 0.01% NEW $110.26 -8.0%
853 HEQT SIMPLIFYEXCHANGETRADEDFUNDS 6,027.0 $193K 0.01% NEW $32.05 +4.4%
854 BP BPPLCSPONSOREDADR Energy 5,548.0 $193K 0.01% NEW $34.73 +20.5%
855 FBT FIRSTTRUSTETFNYSEARCA 930.0 $192K 0.01% NEW $206.59 +7.9%
856 IYF ISHARESUSFINANCIALSETF 1,483.0 $191K 0.01% NEW $128.93 -4.7%
857 MCHP MICROCHIPTECHNOLOGYINC Technology 2,995.0 $191K 0.01% NEW $63.73 +48.5%
858 CBT CABOTCORP Basic Materials 2,871.0 $190K 0.01% NEW $66.28 +32.0%
859 ITB ISHARESTRUST 1,967.0 $189K 0.01% NEW $96.31 -3.4%
860 AJG GALLAGHERARTHURJ&CO Financial Services 729.0 $189K 0.01% NEW $258.79 -22.3%
Page 43 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%