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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 52 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 FIGS FIGSINC Consumer Cyclical 10,462.0 $119K 0.01% NEW $11.36 +3.5%
1022 CROX CROCSINC Consumer Cyclical 1,385.0 $118K 0.01% NEW $85.52 +38.8%
1023 CTVA CORTEVAINC Basic Materials 1,766.0 $118K 0.01% NEW $67.07 +16.7%
1024 TWLO TWILIOINC Communication Services 831.0 $118K 0.01% NEW $142.24 +34.0%
1025 DCTH DELCATHSYSINC Healthcare 11,679.0 $118K 0.01% NEW $10.10 +6.7%
1026 GTLS CHARTINDUSTRIESINC Industrials 571.0 $118K 0.01% NEW $206.23 +0.8%
1027 CWS ADVISORSHARESTRUST 1,711.0 $118K 0.01% NEW $68.76 -1.7%
1028 TENCENTHOLDINGSLIMITED 1,528.0 $118K 0.01% NEW $76.96
1029 BANKOFAMERICACORPORATION 4,682.0 $118K 0.01% NEW $25.10
1030 CGNX COGNEXCORP Technology 3,249.0 $117K 0.01% NEW $35.99 +83.0%
1031 BROOKFIELDWEALTHSOLUTIONS 2,543.0 $117K 0.01% NEW $45.97
1032 FRT FEDERALREALTYINVESTMENT Real Estate 1,158.0 $117K 0.01% NEW $100.85 +18.6%
1033 FSMB FIRSTTRUSTEXCHANGETRADED 5,808.0 $116K 0.01% NEW $20.05 -0.2%
1034 QUAL ISHARESTRUST 579.0 $115K 0.01% NEW $198.73 +8.4%
1035 BCE BCEINC Communication Services 4,821.0 $115K 0.01% NEW $23.82 +5.4%
1036 GDV GABELLIDIVIDEND&INCOMEFUND Financial Services 4,130.0 $115K 0.01% NEW $27.77 +5.3%
1037 EXG EATONVANCETAXMANAGDGLBL Financial Services 11,966.0 $114K 0.01% NEW $9.53 +0.3%
1038 MOO VANECKETFTRUST 1,563.0 $114K 0.01% NEW $72.80 +9.1%
1039 FRI FIRSTTRS&PREITINDEXFD 4,166.0 $114K 0.01% NEW $27.31 +13.1%
1040 AOM ISHARESTRUST 2,380.0 $114K 0.01% NEW $47.73 +4.5%
Page 52 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%