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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 52 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 DJUN FIRST TR EXCHANGE TRADED FD 2,560.0 $120K 0.01% -600.0 -19.0% $47.04 +4.5%
1022 SOFI SOFI TECHNOLOGIES INC Financial Services 7,527.0 $120K 0.01% $15.88 +14.7%
1023 EVT EATON VANCE TAX ADVANTAGED Financial Services 4,850.0 $119K 0.01% $24.55 +10.1%
1024 FRI FIRST TR S&P REIT INDEX FD 4,166.0 $119K 0.01% $28.46 +8.5%
1025 DYNF BLACKROCK ETF TRUST 2,035.0 $118K 0.01% -16.0 -0.8% $58.18 +16.0%
1026 HEQT SIMPLIFY EXCHANGE TRADED FUNDS 3,734.0 $118K 0.01% -2K -38.0% $31.50 +6.3%
1027 TWLO TWILIO INC Communication Services 930.0 $117K 0.01% +99.0 +11.9% $125.82 +51.5%
1028 FSMB FIRST TRUST EXCHANGE TRADED 5,854.0 $117K 0.01% +46.0 +0.8% $19.96 +0.2%
1029 SOXX ISHARES TR 355.0 $117K 0.01% +15.0 +4.4% $328.66 +73.2%
1030 STX SEAGATE TECHNOLOGY HOLDINGS Technology 296.0 $116K 0.01% +24.0 +8.8% $391.93 +124.5%
1031 IAUM ISHARES GOLD TRUST MICRO Financial Services 2,481.0 $116K 0.01% +579.0 +30.4% $46.70 -3.0%
1032 NAD NUVEEN QUALITY MUNICIPAL Financial Services 10,037.0 $115K 0.01% +3K +48.2% $11.50 +3.7%
1033 CGGE CAPITAL GROUP GLOBAL EQUITY 3,779.0 $115K 0.01% $30.50 +13.3%
1034 SOLV SOLVENTUM CORPORATION Healthcare 1,765.0 $115K 0.01% +1K +283.7% $65.30 +14.8%
1035 SJM SMUCKER J M COMPANY Consumer Defensive 1,189.0 $115K 0.01% +991.0 +500.5% $96.47 +7.0%
1036 ESGD ISHARES TRUST 1,199.0 $115K 0.01% +962.0 +405.9% $95.62 +8.2%
1037 GDMN WISDOMTREE TR 1,130.0 $114K 0.01% +55.0 +5.1% $101.18 -6.0%
1038 GOLD GOLD.COM INC Financial Services 2,850.0 $114K 0.01% -296.0 -9.4% $40.09 +5.5%
1039 MDY STATE STREET SPDR S&P MIDCAP Financial Services 185.0 $114K 0.01% +15.0 +8.8% $616.76 +10.4%
1040 CGDG CAPITAL GROUP DIVIDENDGROWERS 3,166.0 $114K 0.01% $35.90 +4.0%
Page 52 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%