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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 58 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 XPH SPDR SERIES TRUST 1,557.0 $84K 0.01% $54.09 +7.7%
1142 SPYD SPDR SERIES TRUST 1,849.0 $84K 0.01% +1K +211.8% $45.53 +4.4%
1143 FTXN FIRST TR EXCHANGE TRADED FD VI 2,179.0 $84K 0.01% -50.0 -2.2% $38.60 -8.6%
1144 XTN SPDR SERIES TRUST 897.0 $83K 0.01% $93.00 +20.0%
1145 ITW ILLINOIS TOOL WORKS INC Industrials 320.0 $83K 0.01% +78.0 +32.2% $260.29 -5.0%
1146 FTV FORTIVE CORPORATION Technology 1,483.0 $82K 0.01% +25.0 +1.7% $55.28 +5.5%
1147 FENY FIDELITY MSCI ENERGY INDEX 2,403.0 $82K 0.01% +163.0 +7.3% $34.03 -8.1%
1148 NEA NUVEEN AMT FREE QUALITY Financial Services 7,237.0 $81K 0.01% $11.23 +2.8%
1149 HNDL STRATEGY SHARES 3,710.0 $81K 0.01% $21.85 +4.8%
1150 XHS SPDR SERIES TRUST 808.0 $81K 0.01% $100.24 +14.9%
1151 REAL REALREAL INC (THE) Consumer Cyclical 8,877.0 $81K 0.01% -3K -24.7% $9.08 +6.2%
1152 IAT ISHARES U S REGIONAL BANKS 1,492.0 $80K 0.01% $53.87 +6.7%
1153 IJAN INNOVATOR ETFS TRUST 2,210.0 $80K 0.01% +410.0 +22.8% $36.28 +4.4%
1154 USIG ISHARES TRUST 1,565.0 $80K 0.01% +786.0 +100.9% $51.23 +0.3%
1155 ASA ASA GOLD AND PRECIOUS Financial Services 1,289.0 $80K 0.01% $62.07 +3.5%
1156 BKNG BOOKING HOLDINGS INC Consumer Cyclical 19.0 $80K 0.01% $4210.32 -96.0%
1157 JVAL J P MORGAN EXCHANGE TRADED 1,635.0 $80K 0.01% NEW $48.86 +17.8%
1158 DTE DTE ENERGY COMPANY Utilities 543.0 $79K 0.01% $146.22 -2.3%
1159 VT VANGUARD INTL EQUITY INDEX FD 574.0 $79K 0.01% +73.0 +14.6% $138.32 +14.3%
1160 FTGS FIRST TR EXCHANGE TRADED FD 2,322.0 $79K 0.01% -735.0 -24.0% $34.05 +10.0%
Page 58 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%