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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 60 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 VKTX VIKING THERAPEUTICS INC Healthcare 2,262.0 $74K 0.01% $32.54 +0.6%
1182 USHY ISHARES TR 1,991.0 $73K 0.01% +16.0 +0.8% $36.84 +0.9%
1183 LGLV SPDR SERIES TRUST 408.0 $73K 0.01% $178.10 -0.5%
1184 QQA INVESCO ACTIVELY MANAGED ETF 1,450.0 $72K 0.01% +1K +383.3% $49.90 +15.8%
1185 MIR MIRION TECHNOLOGIES INC Industrials 3,891.0 $72K 0.01% -12K -76.2% $18.59 -1.7%
1186 SIEMENS AG 610.0 $72K 0.01% -145.0 -19.2% $118.50
1187 LAD LITHIA MOTORS INC Consumer Cyclical 287.0 $72K 0.01% -2.0 -0.7% $249.75 +16.5%
1188 CGGR CAPITAL GROUP GROWTH ETF 1,772.0 $71K 0.01% $40.19 +18.8%
1189 TSCO TRACTOR SUPPLY CO Consumer Cyclical 1,565.0 $71K 0.01% $45.30 -30.4%
1190 IBLC ISHARES TRUST 1,931.0 $71K 0.01% $36.54 +51.3%
1191 IJUN INNOVATOR ETFS TRUST 2,398.0 $71K 0.01% $29.42 +5.6%
1192 VEEV VEEVA SYSTEMS INC Healthcare 400.0 $70K 0.01% -1K -74.6% $175.66 -0.8%
1193 RIO RIO TINTO PLC Basic Materials 753.0 $70K 0.01% -125.0 -14.2% $93.29 +14.0%
1194 GSG ISHARES S&P GSCI COMMODITY Financial Services 2,172.0 $70K 0.01% $32.25 -1.4%
1195 TCBI TEXAS CAPITAL BANCSHARES INC Financial Services 738.0 $70K 0.01% $94.88 +4.9%
1196 IAUG INNOVATOR ETFS TRUST 2,426.0 $70K 0.01% $28.65 +4.2%
1197 NNN NNN REIT INC Real Estate 1,645.0 $69K 0.01% -272.0 -14.2% $42.03 +5.9%
1198 INNOVATOR ETFS TR 2,387.0 $69K 0.01% $28.95
1199 GAUG FIRST TR EXCHANGE TRADED FD 1,782.0 $69K 0.01% $38.71 +6.5%
1200 INVESTOR AB 1,900.0 $69K 0.01% $36.28
Page 60 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%