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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 77 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 UMH UMHPROPERTIESINC Real Estate 2,150.0 $34K 0.00% NEW $15.91 -5.6%
1522 AXS AXISCAPITALHOLDINGSLTD Financial Services 319.0 $34K 0.00% NEW $107.09 -11.4%
1523 OKTA OKTAINC Technology 394.0 $34K 0.00% NEW $86.47 +42.6%
1524 FERG FERGUSONENTERPRISESINC Industrials 153.0 $34K 0.00% NEW $222.63 +1.5%
1525 CGMS CAPITALGROUPFIXEDINCOMEETF 1,230.0 $34K 0.00% NEW $27.62 -0.5%
1526 WELLSFARGO&CONEW 28.0 $34K 0.00% NEW $1212.00
1527 VGSH VANGUARDSCOTTSDALEFUNDS 575.0 $34K 0.00% NEW $58.73 -0.6%
1528 SYF SYNCHRONYFINANCIAL Financial Services 403.0 $34K 0.00% NEW $83.57 -14.5%
1529 GRMN GARMINLTD Technology 166.0 $34K 0.00% NEW $202.85 +15.3%
1530 LXU LSBINDUSTRIESINC Basic Materials 3,950.0 $34K 0.00% NEW $8.50 +47.5%
1531 ARKB ARK21SHARESBITCOINETF Financial Services 1,155.0 $34K 0.00% NEW $29.04 -16.1%
1532 XMAR FIRSTTREXCHANGETRADEDFD 840.0 $34K 0.00% NEW $39.93 +6.8%
1533 INPOSTSA 5,473.0 $33K 0.00% NEW $6.09
1534 DLTR DOLLARTREEINC Consumer Defensive 270.0 $33K 0.00% NEW $123.01 -5.3%
1535 CASY CASEYSGENERALSTORESINC Consumer Cyclical 60.0 $33K 0.00% NEW $552.70 +38.8%
1536 SF STIFELFINANCIALCORP Financial Services 263.0 $33K 0.00% NEW $125.22 -44.0%
1537 HEI HEICOCORPORATION Industrials 101.0 $33K 0.00% NEW $325.28 +7.0%
1538 ADAMASTRUSTINC 1,700.0 $33K 0.00% NEW $19.32
1539 NJAN INNOVATORETFSTR 597.0 $33K 0.00% NEW $54.92 +7.3%
1540 SNA SNAP-ONINC Industrials 95.0 $33K 0.00% NEW $344.60 +7.7%
Page 77 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%