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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 89 of 128  ·  2,546 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1761 PRME PRIME MEDICINE INC Healthcare 5,000.0 $17K 0.00% $3.48 -4.7%
1762 TGTX TG THERAPEUTICS INC Healthcare 521.0 $17K 0.00% $33.22 +15.2%
1763 GPN GLOBAL PAYMENTS INC Industrials 257.0 $17K 0.00% $67.30 +11.8%
1764 HL HECLA MINING COMPANY Basic Materials 925.0 $17K 0.00% -755.0 -44.9% $18.63 -5.0%
1765 BNO UNITED STS BRENT OIL FD LP Financial Services 330.0 $17K 0.00% $52.01 -4.1%
1766 MGNI MAGNITE INC Communication Services 1,440.0 $17K 0.00% -111.0 -7.2% $11.88 +23.3%
1767 CERY SPDR SERIES TRUST 485.0 $17K 0.00% NEW $35.24 +3.5%
1768 ABFL ABACUS FCF ETF TRUST 240.0 $17K 0.00% $71.14 +16.2%
1769 HTGC HERCULES CAPITAL INC Financial Services 1,153.0 $17K 0.00% +193.0 +20.1% $14.78 +5.2%
1770 RHEINMETALL AG 51.0 $17K 0.00% +45.0 +750.0% $332.86
1771 RKLB ROCKET LAB CORPORATION Industrials 262.0 $17K 0.00% +6.0 +2.3% $64.22 +116.4%
1772 KLIC KULICKE & SOFFA INDUSTRIES INC Technology 253.0 $17K 0.00% NEW $65.72 +56.8%
1773 HGLB HIGHLAND GLOBAL ALLOCATION FD Financial Services 2,067.0 $17K 0.00% $8.03 +1.4%
1774 EFX EQUIFAX INC Industrials 92.0 $17K 0.00% +76.0 +475.0% $180.07 -7.2%
1775 DLS WISDOMTREE TRUST 203.0 $17K 0.00% -3.0 -1.5% $81.50 +8.7%
1776 INCO COLUMBIA ETF TRUST II 300.0 $16K 0.00% $54.97 +7.5%
1777 SCI SERVICE CORP INTERNATIONAL Consumer Cyclical 199.0 $16K 0.00% $82.51 -8.0%
1778 ACAD ACADIA PHARMACEUTICALS INC Healthcare 735.0 $16K 0.00% $22.26 -2.4%
1779 AQN ALGONQUIN POWER & UTILITIES Utilities 2,634.0 $16K 0.00% $6.14 -3.5%
1780 UAA UNDER ARMOUR INC Consumer Cyclical 2,731.0 $16K 0.00% $5.91 +0.9%
Page 89 of 128  ·  2,546 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%