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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 52 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 HWKN HAWKINS INC Basic Materials 3,608.0 $659K 0.00% NEW $182.72 -16.3%
1022 CWB SPDR SERIES TRUST 7,250.0 $656K 0.00% NEW $90.50 +13.9%
1023 JMTG J P MORGAN EXCHANGE TRADED F 12,859.0 $656K 0.00% NEW $51.00 -1.2%
1024 BEN FRANKLIN RESOURCES INC Financial Services 28,303.0 $655K 0.00% NEW $23.13 +34.9%
1025 PFFA ETFIS SER TR I 30,003.0 $651K 0.00% NEW $21.71 -1.6%
1026 SGOL ETFS GOLD TR Financial Services 17,639.0 $649K 0.00% NEW $36.81 +17.6%
1027 MAS MASCO CORP Industrials 9,223.0 $649K 0.00% NEW $70.39 -8.4%
1028 EMB ISHARES TR 6,806.0 $648K 0.00% NEW $95.19 -0.3%
1029 FTXO FIRST TR EXCHANGE TRADED FD 18,130.0 $646K 0.00% NEW $35.61 +6.6%
1030 FSLR FIRST SOLAR INC Energy 2,911.0 $642K 0.00% NEW $220.53 +0.5%
1031 WU WESTERN UN CO Financial Services 80,095.0 $640K 0.00% NEW $7.99 +4.3%
1032 TXRH TEXAS ROADHOUSE INC Consumer Cyclical 3,839.0 $638K 0.00% NEW $166.16 +4.6%
1033 TORTOISE SUSTAINABLE & SOCIA 54,187.0 $637K 0.00% NEW $11.76
1034 FFA FIRST TR ENHANCED EQUITY INC Financial Services 29,485.0 $635K 0.00% NEW $21.52 +5.5%
1035 TXT TEXTRON INC Industrials 7,492.0 $633K 0.00% NEW $84.49 +4.4%
1036 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 15,243.0 $630K 0.00% NEW $41.36 +9.6%
1037 COWG PACER FDS TR 17,295.0 $628K 0.00% NEW $36.30 +3.6%
1038 TYG TORTOISE ENERGY INFRA CORP Financial Services 14,553.0 $627K 0.00% NEW $43.09 +7.0%
1039 IYF ISHARES TR 4,925.0 $624K 0.00% NEW $126.64 -2.9%
1040 NOV NOV INC Energy 47,063.0 $624K 0.00% NEW $13.25 +58.2%
Page 52 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%