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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 37 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 IWP ISHARES TR 12,456.0 $1.7M 0.01% +330.0 +2.7% $136.95 +0.6%
722 KHC KRAFT HEINZ CO Consumer Defensive 70,245.0 $1.7M 0.01% +4K +6.7% $24.25 -2.9%
723 NMAI NUVEEN MULTI ASSET INCOME FU C Financial Services 130,500.0 $1.7M 0.01% +16K +13.7% $13.04 +6.7%
724 BIPC BROOKFIELD INFRASTRUCTURE C Utilities 37,415.0 $1.7M 0.01% $45.40 -7.2%
725 AVY AVERY DENNISON CORP Industrials 9,325.0 $1.7M 0.01% +4K +76.8% $181.90 -12.6%
726 FTSD FRANKLIN ETF TR S 18,598.0 $1.7M 0.01% $91.01 -0.8%
727 ITOT ISHARES TR 11,338.0 $1.7M 0.01% $148.70 +9.0%
728 ANIX ANIXA BIOSCIENCES INC Healthcare 539,272.0 $1.7M 0.01% -75K -12.2% $3.12 -11.9%
729 TOST TOAST INC Technology 47,211.0 $1.7M 0.01% +11K +30.5% $35.51 -34.3%
730 VPLS VANGUARD MALVERN FDS 21,445.0 $1.7M 0.01% +866.0 +4.2% $78.12 -1.4%
731 IDU ISHARES TR 15,435.0 $1.7M 0.01% -539.0 -3.4% $108.36 +4.8%
732 FORTINET INC 21,025.0 $1.7M 0.01% +898.0 +4.5% $79.41
733 JHMD JOHN HANCOCK EXCHANGE TRADE 39,913.0 $1.7M 0.01% -1K -3.2% $41.53 +8.5%
734 BOE BLACKROCK ENHANCED GLOBAL DI C Financial Services 140,898.0 $1.6M 0.01% +6K +4.2% $11.71 +1.3%
735 FIW FIRST TR EXCHANGE-TRADED FD 15,156.0 $1.6M 0.01% -298.0 -1.9% $108.64 -6.7%
736 MKC MCCORMICK & CO INC Consumer Defensive 24,148.0 $1.6M 0.01% +899.0 +3.9% $68.11 -31.1%
737 IWV ISHARES TR 4,162.0 $1.6M 0.01% $386.85 +8.7%
738 CAE CAE INC Industrials 52,456.0 $1.6M 0.01% +13K +32.7% $30.42 -11.4%
739 BNL BROADSTONE NET LEASE INC Real Estate 91,584.0 $1.6M 0.01% +4K +5.0% $17.37 +17.5%
740 PIPER SANDLER COMPANIES 4,676.0 $1.6M 0.01% $339.78
Page 37 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%