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CONFLUENCE INVESTMENT MANAGEMENT LLC

· CIK 0001442056
13F Portfolio $6.7B AUM 458 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 296 New
Page 2 of 15  ·  296 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PAYX Paychex Inc. Industrials 987,259.0 $110.8M 1.66% NEW $112.18 -20.8%
22 AWK American Water Works Co. Inc. Utilities 792,993.0 $103.5M 1.55% NEW $130.50 -4.8%
23 CL Colgate-Palmolive Co. Consumer Defensive 1,286,644.0 $101.7M 1.52% NEW $79.02 +11.5%
24 HON Honeywell International Inc. Industrials 517,167.0 $100.9M 1.51% NEW $195.09 +11.6%
25 KMI Kinder Morgan Inc. Energy 3,637,035.0 $100.0M 1.50% NEW $27.49 +21.5%
26 USB U.S. Bancorp Financial Services 1,846,512.0 $98.5M 1.48% NEW $53.36 +0.1%
27 TROW T. Rowe Price Group Inc. Financial Services 943,672.0 $96.6M 1.45% NEW $102.38 +0.0%
28 SPMB SPDR Portfolio Mortgage Backed 4,260,018.0 $95.5M 1.43% NEW $22.42 -1.6%
29 DEO Diageo plc Consumer Defensive 1,098,320.0 $94.8M 1.42% NEW $86.27 -5.3%
30 MDLZ Mondelez International Inc. Consumer Defensive 1,742,051.0 $93.8M 1.41% NEW $53.83 +13.3%
31 ACN Accenture plc Technology 332,196.0 $89.1M 1.33% NEW $268.30 -37.1%
32 TJX TJX Co. Inc. Consumer Cyclical 577,970.0 $88.8M 1.33% NEW $153.61 -4.1%
33 MA Mastercard Inc. Financial Services 155,399.0 $88.7M 1.33% NEW $570.88 -14.2%
34 WRB W. R. Berkley Corp. Financial Services 1,181,506.0 $82.8M 1.24% NEW $70.12 -5.8%
35 NDSN Nordson Corp. Industrials 328,669.0 $79.0M 1.18% NEW $240.43 +16.6%
36 CLX Clorox Co. Consumer Defensive 776,196.0 $78.3M 1.17% NEW $100.83 -10.3%
37 SYK Stryker Corp. Healthcare 219,287.0 $77.1M 1.16% NEW $351.47 -13.1%
38 MSFT Microsoft Corp. Technology 154,718.0 $74.8M 1.12% NEW $483.62 -15.3%
39 SPGI S&P Global Inc. Financial Services 140,159.0 $73.2M 1.10% NEW $522.59 -22.7%
40 SPDW SPDR Portfolio Developed World 1,637,282.0 $72.7M 1.09% NEW $44.41 +10.7%
Page 2 of 15  ·  296 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 23.1%
Industrials 18.9%
Technology 14.6%
Consumer Defensive 10.7%
Utilities 7.2%
Consumer Cyclical 7.0%
Healthcare 6.5%
Basic Materials 5.8%
Energy 4.8%
Communication Services 1.3%