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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 19 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 COWG PACER FDS TR 47,218.0 $1.7M 0.05% NEW $36.30 +2.2%
362 BSX BOSTON SCIENTIFIC CORP Healthcare 17,389.0 $1.7M 0.05% NEW $97.63 -42.3%
363 VDE VANGUARD WORLD FD 13,339.0 $1.7M 0.05% NEW $125.86 +37.4%
364 AVDV AMERICAN CENTY ETF TR 18,841.0 $1.7M 0.05% NEW $89.03 +20.6%
365 FDIS FIDELITY COVINGTON TRUST 16,226.0 $1.7M 0.05% NEW $102.87 -4.1%
366 FNCL FIDELITY COVINGTON TRUST 21,795.0 $1.7M 0.05% NEW $76.34 -4.0%
367 MCK MCKESSON CORP Healthcare 2,147.0 $1.7M 0.05% NEW $772.46 +0.2%
368 AXON AXON ENTERPRISE INC Industrials 2,309.0 $1.7M 0.05% NEW $717.79 -46.0%
369 SOFI SOFI TECHNOLOGIES INC Financial Services 62,650.0 $1.7M 0.05% NEW $26.42 -42.4%
370 FSTA FIDELITY COVINGTON TRUST 33,203.0 $1.7M 0.05% NEW $49.84 +9.8%
371 AGZD WISDOMTREE TR 72,985.0 $1.6M 0.05% NEW $22.50 +0.7%
372 SOUN SOUNDHOUND AI INC Technology 102,067.0 $1.6M 0.05% NEW $16.08 -47.7%
373 KR KROGER CO Consumer Defensive 24,226.0 $1.6M 0.05% NEW $67.41 +4.9%
374 INTC INTEL CORP Technology 48,503.0 $1.6M 0.05% NEW $33.55 +228.4%
375 PLTM GRANITESHARES PLATINUM TR Financial Services 107,028.0 $1.6M 0.05% NEW $15.11 +23.5%
376 SYLD CAMBRIA ETF TR 23,553.0 $1.6M 0.05% NEW $68.66 +12.6%
377 UDEC INNOVATOR ETFS TRUST 42,099.0 $1.6M 0.05% NEW $38.37 +7.4%
378 LQDA LIQUIDIA CORPORATION Healthcare 70,935.0 $1.6M 0.05% NEW $22.74 +162.6%
379 FAST FASTENAL CO Industrials 32,861.0 $1.6M 0.05% NEW $49.04 -10.8%
380 TMO THERMO FISHER SCIENTIFIC INC Healthcare 3,317.0 $1.6M 0.05% NEW $484.96 -7.3%
Page 19 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%