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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 22 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 SCHF SCHWAB STRATEGIC TR 59,692.0 $1.4M 0.04% NEW $23.28 +14.6%
422 HOOD ROBINHOOD MKTS INC Financial Services 9,699.0 $1.4M 0.04% NEW $143.18 -46.1%
423 SDY SPDR SERIES TRUST 9,868.0 $1.4M 0.04% NEW $140.04 +5.5%
424 VXF VANGUARD INDEX FDS 6,576.0 $1.4M 0.04% NEW $209.32 +6.2%
425 GSK GSK PLC Healthcare 31,875.0 $1.4M 0.04% NEW $43.16 +16.5%
426 ED CONSOLIDATED EDISON INC Utilities 13,681.0 $1.4M 0.04% NEW $100.52 +6.0%
427 RWJ INVESCO EXCH TRADED FD TR II 28,454.0 $1.4M 0.04% NEW $48.30 +10.3%
428 FSIG FIRST TR EXCHANGE-TRADED FD 71,418.0 $1.4M 0.04% NEW $19.21 -1.9%
429 RUM RUMBLE INC Technology 189,125.0 $1.4M 0.04% NEW $7.24 +3.6%
430 JGRO J P MORGAN EXCHANGE TRADED F 14,593.0 $1.4M 0.04% NEW $93.75 +2.2%
431 BSCR INVESCO EXCH TRD SLF IDX FD 69,140.0 $1.4M 0.04% NEW $19.71 -0.6%
432 ADP AUTOMATIC DATA PROCESSING IN Industrials 4,634.0 $1.4M 0.04% NEW $293.50 -24.9%
433 FMAG FIDELITY COVINGTON TRUST 38,503.0 $1.4M 0.04% NEW $35.21 +0.9%
434 WEC WEC ENERGY GROUP INC Utilities 11,792.0 $1.4M 0.04% NEW $114.59 -4.4%
435 IYF ISHARES TR 10,585.0 $1.3M 0.04% NEW $126.64 -4.0%
436 TECB ISHARES TR 22,131.0 $1.3M 0.04% NEW $60.36 +12.5%
437 SLQD ISHARES TR 26,240.0 $1.3M 0.04% NEW $50.83 -1.3%
438 ILDR FIRST TR EXCHNG TRADED FD VI 41,165.0 $1.3M 0.04% NEW $32.39 +12.0%
439 AEE AMEREN CORP Utilities 12,744.0 $1.3M 0.04% NEW $104.38 +4.4%
440 FRT FEDERAL RLTY INVT TR NEW Real Estate 13,110.0 $1.3M 0.04% NEW $101.31 +13.4%
Page 22 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%