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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 23 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 CGXU CAPITAL GROUP INTL FOCUS EQT 44,604.0 $1.3M 0.04% NEW $29.62 +11.5%
442 PSX PHILLIPS 66 Energy 9,659.0 $1.3M 0.04% NEW $136.02 +31.4%
443 KELLANOVA 15,921.0 $1.3M 0.04% NEW $82.02
444 XPO XPO INC Industrials 10,050.0 $1.3M 0.04% NEW $129.27 +61.8%
445 SKYY FIRST TR EXCHANGE TRADED FD 9,599.0 $1.3M 0.04% NEW $134.42 -4.7%
446 DD DUPONT DE NEMOURS INC Basic Materials 16,506.0 $1.3M 0.04% NEW $77.90 -38.8%
447 ROK ROCKWELL AUTOMATION INC Industrials 3,651.0 $1.3M 0.04% NEW $349.50 +24.7%
448 HELO J P MORGAN EXCHANGE TRADED F 19,585.0 $1.3M 0.04% NEW $65.00 +4.2%
449 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 18,892.0 $1.3M 0.04% NEW $67.31 +29.4%
450 BLOCK INC 17,590.0 $1.3M 0.04% NEW $72.27
451 FPEI FIRST TR EXCH TRADED FD III 65,628.0 $1.3M 0.04% NEW $19.34 -0.8%
452 UTG REAVES UTIL INCOME FD Financial Services 31,960.0 $1.3M 0.04% NEW $39.62 +4.5%
453 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 158,200.0 $1.3M 0.04% NEW $7.97 -44.9%
454 SMCI SUPER MICRO COMPUTER INC Technology 25,916.0 $1.2M 0.04% NEW $47.94 -30.1%
455 ITW ILLINOIS TOOL WKS INC Industrials 4,752.0 $1.2M 0.04% NEW $260.79 -4.7%
456 PSC PRINCIPAL EXCHANGE TRADED FD 21,744.0 $1.2M 0.04% NEW $56.97 +11.3%
457 IETC ISHARES U S ETF TR 12,093.0 $1.2M 0.04% NEW $101.93 +4.6%
458 XSMO INVESCO EXCHANGE TRADED FD T 16,577.0 $1.2M 0.04% NEW $73.57 +15.4%
459 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 78,858.0 $1.2M 0.03% NEW $14.98 -25.9%
460 AJG GALLAGHER ARTHUR J & CO Financial Services 3,802.0 $1.2M 0.03% NEW $309.74 -34.7%
Page 23 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%