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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 29 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 IAUG INNOVATOR ETFS TRUST 33,162.0 $924K 0.03% NEW $27.87 +6.5%
562 VIS VANGUARD WORLD FD 3,119.0 $924K 0.03% NEW $296.30 +12.5%
563 MDGL MADRIGAL PHARMACEUTICALS INC Healthcare 2,000.0 $917K 0.03% NEW $458.66 +11.6%
564 TMFE RBB FD INC 31,463.0 $916K 0.03% NEW $29.11 +3.0%
565 RKLB ROCKET LAB CORP Industrials 19,113.0 $916K 0.03% NEW $47.91 +165.7%
566 SCHM SCHWAB STRATEGIC TR 30,779.0 $912K 0.03% NEW $29.64 +15.3%
567 EVER EVERQUOTE INC Communication Services 39,662.0 $907K 0.03% NEW $22.87 -19.2%
568 GLW CORNING INC Technology 11,038.0 $905K 0.03% NEW $82.03 +114.3%
569 VFH VANGUARD WORLD FD 6,888.0 $904K 0.03% NEW $131.24 -3.4%
570 PJUL INNOVATOR ETFS TRUST 19,740.0 $900K 0.03% NEW $45.60 +6.0%
571 RB GLOBAL INC 8,302.0 $900K 0.03% NEW $108.36
572 FCOM FIDELITY COVINGTON TRUST 12,671.0 $899K 0.03% NEW $70.97 +4.0%
573 UL UNILEVER PLC Consumer Defensive 15,164.0 $899K 0.03% NEW $59.28 -3.5%
574 CFR CULLEN FROST BANKERS INC Financial Services 7,089.0 $899K 0.03% NEW $126.77 +10.2%
575 EMR EMERSON ELEC CO Industrials 6,850.0 $899K 0.03% NEW $131.18 -0.4%
576 UI UBIQUITI INC Technology 1,357.0 $896K 0.03% NEW $660.58 -11.6%
577 DLR DIGITAL RLTY TR INC Real Estate 5,182.0 $896K 0.03% NEW $172.89 +7.7%
578 THRO BLACKROCK ETF TRUST 23,492.0 $889K 0.03% NEW $37.86 +12.0%
579 ECL ECOLAB INC Basic Materials 3,246.0 $889K 0.03% NEW $273.83 -10.3%
580 PACER FDS TR 23,963.0 $888K 0.03% NEW $37.04
Page 29 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%