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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 34 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 MSC INCOME FUND INC 54,971.0 $722K 0.02% NEW $13.13
662 SHV ISHARES TR 6,515.0 $720K 0.02% NEW $110.49 -0.2%
663 QTUM ETF SER SOLUTIONS 6,856.0 $719K 0.02% NEW $104.91 +38.6%
664 JBBB JANUS DETROIT STR TR 14,919.0 $719K 0.02% NEW $48.17 -1.5%
665 IDU ISHARES TR 6,478.0 $718K 0.02% NEW $110.91 +1.5%
666 BUFG FIRST TR EXCHNG TRADED FD VI 26,449.0 $713K 0.02% NEW $26.94 +7.8%
667 IHI ISHARES TR 11,847.0 $712K 0.02% NEW $60.08 -15.3%
668 BFH BREAD FINANCIAL HOLDINGS INC Financial Services 12,743.0 $711K 0.02% NEW $55.77 +57.2%
669 DEO DIAGEO PLC Consumer Defensive 7,440.0 $710K 0.02% NEW $95.43 -11.7%
670 LIFE360 INC 6,675.0 $710K 0.02% NEW $106.30
671 IBB ISHARES TR 4,879.0 $704K 0.02% NEW $144.38 +16.3%
672 LMND LEMONADE INC Financial Services 13,125.0 $703K 0.02% NEW $53.53 +0.8%
673 BJUN INNOVATOR ETFS TRUST 15,270.0 $698K 0.02% NEW $45.74 +6.8%
674 JCPB J P MORGAN EXCHANGE TRADED F 14,683.0 $698K 0.02% NEW $47.55 -2.1%
675 SRET GLOBAL X FDS 32,256.0 $698K 0.02% NEW $21.64 +3.8%
676 VONV VANGUARD SCOTTSDALE FDS 7,807.0 $698K 0.02% NEW $89.37 +14.7%
677 SUN SUNOCO LP/SUNOCO FIN CORP Energy 13,928.0 $697K 0.02% NEW $50.01 +44.4%
678 GMAY FIRST TR EXCHNG TRADED FD VI 17,148.0 $694K 0.02% NEW $40.47 +5.6%
679 LGOV FIRST TR EXCHANGE-TRADED FD 31,864.0 $693K 0.02% NEW $21.75 -2.5%
680 SNOW SNOWFLAKE INC Technology 3,069.0 $692K 0.02% NEW $225.53 -24.8%
Page 34 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%