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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 21 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 CRDO CREDO TECHNOLOGY GROUP HOLDI Technology 10,239.0 $1.5M 0.04% +3K +48.8% $143.89 +34.4%
402 RITM RITHM CAPITAL CORP Real Estate 134,905.0 $1.5M 0.04% +1K +1.1% $10.90 -15.0%
403 XCEM COLUMBIA ETF TR II 38,219.0 $1.5M 0.04% +7K +23.4% $38.36 +28.9%
404 SOFI SOFI TECHNOLOGIES INC Financial Services 56,807.0 $1.5M 0.04% -6K -9.3% $25.72 -39.0%
405 RGLD ROYAL GOLD INC Basic Materials 6,568.0 $1.5M 0.04% NEW $222.28 +0.4%
406 XONE BONDBLOXX ETF TRUST 29,423.0 $1.5M 0.04% -570.0 -1.9% $49.54 -0.3%
407 FIRST TR EXCHNG TRADED FD VI 64,834.0 $1.5M 0.04% NEW $22.45
408 GNOV FIRST TR EXCHNG TRADED FD VI 36,624.0 $1.5M 0.04% NEW $39.72 +4.2%
409 KMI KINDER MORGAN INC DEL Energy 52,827.0 $1.5M 0.04% -883.0 -1.6% $27.48 +21.9%
410 TRV TRAVELERS COMPANIES INC Financial Services 4,973.0 $1.4M 0.04% -3K -39.4% $290.04 +5.8%
411 CGUS CAPITAL GROUP CORE EQUITY ET 35,727.0 $1.4M 0.04% +7K +24.2% $40.23 +8.4%
412 EEM ISHARES TR 26,100.0 $1.4M 0.04% +4K +18.6% $54.71 +20.7%
413 HOOD ROBINHOOD MKTS INC Financial Services 12,312.0 $1.4M 0.04% +3K +26.9% $115.90 -34.5%
414 VONG VANGUARD SCOTTSDALE FDS 11,639.0 $1.4M 0.04% +7K +178.4% $121.75 +5.4%
415 SCHF SCHWAB STRATEGIC TR 58,644.0 $1.4M 0.04% -1K -1.8% $24.04 +13.8%
416 FGD FIRST TR EXCHANGE TRADED FD 46,465.0 $1.4M 0.04% +18K +61.9% $30.27 +12.1%
417 IREN IREN LIMITED Financial Services 37,172.0 $1.4M 0.04% -8K -18.2% $37.77 +53.7%
418 ROK ROCKWELL AUTOMATION INC Industrials 3,602.0 $1.4M 0.04% -49.0 -1.3% $389.06 +12.1%
419 IGM ISHARES TR 10,823.0 $1.4M 0.04% +2K +21.2% $129.16 +20.6%
420 FMAG FIDELITY COVINGTON TRUST 40,846.0 $1.4M 0.04% +2K +6.1% $34.13 +5.6%
Page 21 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%