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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 28 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 DBEF DBX ETF TR 20,310.0 $977K 0.03% $48.11 +9.7%
542 PTLC PACER FDS TR 17,577.0 $977K 0.03% +520.0 +3.0% $55.58 +3.9%
543 BSCS INVESCO EXCH TRD SLF IDX FD 47,350.0 $975K 0.03% -2K -4.7% $20.60 -1.2%
544 CWB SPDR SERIES TRUST 10,912.0 $973K 0.03% +312.0 +2.9% $89.20 +18.1%
545 FIRST TR EXCHNG TRADED FD VI 40,911.0 $971K 0.03% +11K +38.8% $23.73
546 OPEN OPENDOOR TECHNOLOGIES INC Real Estate 166,300.0 $970K 0.03% +8K +5.1% $5.83 -21.6%
547 ASTRAZENECA PLC 10,520.0 $967K 0.03% +6K +128.6% $91.93
548 IGEB ISHARES TR 21,157.0 $966K 0.03% -2K -10.2% $45.66 -1.9%
549 IWY ISHARES TR 3,474.0 $962K 0.03% -286.0 -7.6% $276.92 +5.7%
550 RPG INVESCO EXCHANGE TRADED FD T 20,495.0 $957K 0.03% -830.0 -3.9% $46.68 +23.5%
551 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 3,455.0 $951K 0.03% +347.0 +11.2% $275.39 +172.7%
552 COHR COHERENT CORP Technology 5,150.0 $951K 0.03% NEW $184.57 +104.8%
553 BAI BLACKROCK ETF TRUST 28,445.0 $947K 0.03% +4K +16.0% $33.30 +42.6%
554 PKST PEAKSTONE REALTY TRUST Real Estate 101,779.0 $947K 0.03% -13K -11.5% $9.31 +125.6%
555 FCOM FIDELITY COVINGTON TRUST 12,837.0 $941K 0.03% +166.0 +1.3% $73.28 +1.0%
556 MLPA GLOBAL X FDS 19,390.0 $939K 0.03% +1K +7.8% $48.41 +14.8%
557 THRO BLACKROCK ETF TRUST 24,220.0 $934K 0.03% +728.0 +3.1% $38.56 +10.3%
558 CMI CUMMINS INC Industrials 1,314.0 $927K 0.03% -26.0 -1.9% $705.24 -9.4%
559 DBC INVESCO DB COMMDY INDX TRCK Financial Services 41,408.0 $926K 0.03% $22.36 +37.3%
560 BIIB BIOGEN INC Healthcare 5,246.0 $923K 0.03% NEW $175.99 +7.7%
Page 28 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%