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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 29 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 NOCT INNOVATOR ETFS TRUST 15,961.0 $923K 0.03% NEW $57.82 +7.8%
562 FIX COMFORT SYS USA INC Industrials 867.0 $922K 0.03% +279.0 +47.5% $1063.21 +80.0%
563 SCHM SCHWAB STRATEGIC TR 30,455.0 $916K 0.03% -324.0 -1.1% $30.07 +19.8%
564 POWA INVESCO EXCH TRD SLF IDX FD 10,137.0 $912K 0.03% -225.0 -2.2% $89.94 -1.6%
565 LNC LINCOLN NATL CORP IND Financial Services 20,467.0 $911K 0.03% -669.0 -3.2% $44.53 -14.7%
566 BSCU INVESCO EXCH TRD SLF IDX FD 53,645.0 $908K 0.03% -3K -5.6% $16.92 -1.2%
567 IXN ISHARES TR 8,644.0 $908K 0.03% -546.0 -5.9% $105.00 +34.3%
568 CVNA CARVANA CO Consumer Cyclical 2,150.0 $907K 0.03% +999.0 +86.8% $422.02 -83.4%
569 MRNA MODERNA INC Healthcare 30,761.0 $907K 0.03% NEW $29.49 +87.9%
570 DDFN INNOVATOR ETFS TRUST 47,185.0 $905K 0.03% NEW $19.17 +5.0%
571 WELL WELLTOWER INC Real Estate 4,864.0 $903K 0.03% -3K -41.3% $185.61 +14.7%
572 CFR CULLEN FROST BANKERS INC Financial Services 7,118.0 $901K 0.03% $126.64 +15.5%
573 PJUL INNOVATOR ETFS TRUST 19,348.0 $898K 0.03% -392.0 -2.0% $46.43 +4.7%
574 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 125,300.0 $897K 0.03% $7.16 -17.3%
575 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 69,542.0 $896K 0.03% -9K -11.8% $12.88 -16.1%
576 INNOVATOR ETFS TRUST 35,021.0 $895K 0.03% NEW $25.54
577 OUSM ALPS ETF TR 20,450.0 $895K 0.03% -2K -8.8% $43.74 +7.9%
578 ALL ALLSTATE CORP Financial Services 4,260.0 $887K 0.02% -647.0 -13.2% $208.13 +7.2%
579 FIRST TR EXCHANGE TRADED FD 37,426.0 $884K 0.02% +16K +70.9% $23.62
580 EFA ISHARES TR 9,204.0 $884K 0.02% +146.0 +1.6% $96.02 +8.6%
Page 29 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%