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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 32 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 EWH ISHARES INC 37,180.0 $790K 0.02% +10K +37.2% $21.25 +12.1%
622 ICVT ISHARES TR 7,997.0 $788K 0.02% +532.0 +7.1% $98.50 +19.8%
623 TER TERADYNE INC Technology 3,802.0 $770K 0.02% -650.0 -14.6% $202.53 +70.0%
624 JFR NUVEEN FLOATING RATE INCOME Financial Services 97,963.0 $768K 0.02% +8K +8.9% $7.84 -3.7%
625 PNR PENTAIR PLC Industrials 7,338.0 $768K 0.02% +460.0 +6.7% $104.64 -29.1%
626 ROBT FIRST TR EXCHANGE TRADED FD 14,791.0 $767K 0.02% -4K -21.3% $51.86 +5.9%
627 ECPG ENCORE CAP GROUP INC Financial Services 14,109.0 $765K 0.02% -413.0 -2.8% $54.20 +50.5%
628 IHI ISHARES TR 12,301.0 $764K 0.02% +454.0 +3.8% $62.15 -18.7%
629 VRTX VERTEX PHARMACEUTICALS INC Healthcare 1,686.0 $764K 0.02% +54.0 +3.3% $453.33 -5.0%
630 INNOVATOR ETFS TRUST 35,339.0 $764K 0.02% NEW $21.62
631 INNOVATOR ETFS TRUST 26,272.0 $764K 0.02% -4K -13.6% $29.06
632 EFG ISHARES TR 6,696.0 $763K 0.02% -132.0 -1.9% $113.92 +6.6%
633 APD AIR PRODS & CHEMS INC Basic Materials 3,085.0 $762K 0.02% -355.0 -10.3% $247.04 +17.5%
634 PTCT PTC THERAPEUTICS INC Healthcare 10,010.0 $760K 0.02% NEW $75.96 -6.5%
635 ACWX ISHARES TR 11,322.0 $760K 0.02% -181.0 -1.6% $67.13 +12.2%
636 IAT ISHARES TR 13,690.0 $755K 0.02% +4K +34.7% $55.15 +3.4%
637 EXC EXELON CORP Utilities 17,288.0 $754K 0.02% +998.0 +6.1% $43.59 +4.0%
638 DNP DNP SELECT INCOME FD INC Financial Services 75,245.0 $752K 0.02% +2K +3.0% $10.00 +8.2%
639 SHEL SHELL PLC Energy 10,230.0 $752K 0.02% -286.0 -2.7% $73.48 +18.0%
640 VONV VANGUARD SCOTTSDALE FDS 8,082.0 $746K 0.02% +275.0 +3.5% $92.31 +11.5%
Page 32 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%