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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.6B AUM 1,295 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 127 New 564 Added 476 Reduced 122 Exited
Page 35 of 65  ·  1,295 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 IYH ISHARES TR 10,546.0 $687K 0.02% -91.0 -0.9% $65.10 -4.3%
682 EXI ISHARES TR 3,915.0 $686K 0.02% $175.32 +9.9%
683 PVLA PALVELLA THERAPEUTICS INC NE Healthcare 6,500.0 $680K 0.02% NEW $104.67 +10.3%
684 SUN SUNOCO LP/SUNOCO FIN CORP Energy 12,972.0 $680K 0.02% -956.0 -6.9% $52.41 +37.3%
685 AWK AMERICAN WTR WKS CO INC NEW Utilities 5,209.0 $680K 0.02% -118.0 -2.2% $130.51 -5.1%
686 BKNG BOOKING HOLDINGS INC Consumer Cyclical 127.0 $680K 0.02% -8.0 -5.9% $5352.29 -97.0%
687 NSC NORFOLK SOUTHN CORP Industrials 2,347.0 $678K 0.02% -63.0 -2.6% $288.73 +7.9%
688 SMLF ISHARES TR 9,033.0 $676K 0.02% +1K +18.3% $74.88 +11.1%
689 SHV ISHARES TR 6,140.0 $676K 0.02% -375.0 -5.8% $110.16 +0.1%
690 CARR CARRIER GLOBAL CORPORATION Industrials 12,784.0 $675K 0.02% -1K -7.6% $52.84 +17.7%
691 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 9,788.0 $673K 0.02% -715.0 -6.8% $68.80 +18.3%
692 BJUL INNOVATOR ETFS TRUST 13,262.0 $673K 0.02% -332.0 -2.4% $50.76 +5.8%
693 SPOT SPOTIFY TECHNOLOGY S A Communication Services 1,154.0 $670K 0.02% -359.0 -23.7% $580.62 -25.4%
694 KMTS KESTRA MED TECHNOLOGIES LTD Healthcare 25,250.0 $670K 0.02% $26.52 -18.7%
695 BAUG INNOVATOR ETFS TRUST 13,339.0 $667K 0.02% $50.04 +5.6%
696 KBWB INVESCO EXCH TRADED FD TR II 7,875.0 $664K 0.02% +627.0 +8.7% $84.29 +2.1%
697 GSL GLOBAL SHIP LEASE INC NEW Industrials 18,892.0 $662K 0.02% -258.0 -1.4% $35.04 +16.8%
698 LDSF FIRST TR EXCHNG TRADED FD VI 34,522.0 $661K 0.02% $19.16 -1.5%
699 SVOL SIMPLIFY EXCHANGE TRADED FUN 37,456.0 $658K 0.02% +2K +5.2% $17.56 -8.3%
700 FID FIRST TR EXCHANGE TRADED FD 31,975.0 $657K 0.02% -10K -23.5% $20.55 +8.0%
Page 35 of 65  ·  1,295 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Financial Services 21.0%
Consumer Cyclical 9.2%
Communication Services 7.6%
Healthcare 7.5%
Industrials 7.2%
Consumer Defensive 4.5%
Energy 3.1%
Utilities 2.9%
Basic Materials 1.6%