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Portfolio (Quarterly) Guide ↗

Sigma Planning Corp

· CIK 0001449126
13F Portfolio $3.5B AUM Filed Nov 10, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1290 New
Page 37 of 65  ·  1,290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 DOW DOW INC Basic Materials 27,231.0 $624K 0.02% NEW $22.93 +58.9%
722 FDNI FIRST TR EXCHANGE TRADED FD 16,040.0 $622K 0.02% NEW $38.75 -29.1%
723 MDLZ MONDELEZ INTL INC Consumer Defensive 9,889.0 $618K 0.02% NEW $62.49 -1.4%
724 FORTINET INC 7,336.0 $617K 0.02% NEW $84.08
725 TER TERADYNE INC Technology 4,452.0 $613K 0.02% NEW $137.64 +148.6%
726 MTB M & T BK CORP Financial Services 3,100.0 $613K 0.02% NEW $197.62 +6.3%
727 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 10,293.0 $611K 0.02% NEW $59.39 -16.9%
728 NI NISOURCE INC Utilities 14,073.0 $609K 0.02% NEW $43.30 +9.2%
729 JMUB J P MORGAN EXCHANGE TRADED F 12,057.0 $609K 0.02% NEW $50.47 -1.1%
730 UITB VICTORY PORTFOLIOS II 12,785.0 $608K 0.02% NEW $47.52 -2.4%
731 FTXN FIRST TR EXCHANGE TRADED FD 21,301.0 $606K 0.02% NEW $28.46 +33.2%
732 ECPG ENCORE CAP GROUP INC Financial Services 14,522.0 $606K 0.02% NEW $41.74 +91.4%
733 GCC WISDOMTREE TR 28,335.0 $606K 0.02% NEW $21.39 +19.0%
734 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 12,357.0 $606K 0.02% NEW $49.04 +46.0%
735 LHX L3HARRIS TECHNOLOGIES INC Industrials 1,981.0 $605K 0.02% NEW $305.47 +0.4%
736 IUS INVESCO EXCH TRD SLF IDX FD 10,930.0 $603K 0.02% NEW $55.21 +16.5%
737 AHR AMERICAN HEALTHCARE REIT INC Real Estate 14,330.0 $602K 0.02% NEW $42.01 +22.2%
738 GNW GENWORTH FINL INC Financial Services 67,431.0 $600K 0.02% NEW $8.90 +4.1%
739 KMTS KESTRA MED TECHNOLOGIES LTD Healthcare 25,250.0 $600K 0.02% NEW $23.76 -13.8%
740 FLQM FRANKLIN TEMPLETON ETF TR 10,616.0 $599K 0.02% NEW $56.45 -0.5%
Page 37 of 65  ·  1,290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.5%
Financial Services 20.6%
Consumer Cyclical 9.4%
Industrials 7.6%
Communication Services 7.3%
Healthcare 6.5%
Consumer Defensive 4.8%
Utilities 3.3%
Energy 3.1%
Real Estate 1.7%