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Portfolio (Quarterly) Guide ↗

Modera Wealth Management, LLC

· CIK 0001542143
13F Portfolio $8.3B AUM 635 positions Filed May 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 40 New 150 Added 333 Reduced 48 Exited
Page 2 of 2  ·  40 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 WMB WILLIAMS COS INC Energy 3,291.0 $240K 0.00% NEW $72.78 +0.5%
22 VLO VALERO ENERGY CORP Energy 900.0 $222K 0.00% NEW $247.03 -4.3%
23 AWR AMER STATES WTR CO Utilities 2,895.0 $219K 0.00% NEW $75.62 +2.0%
24 IGIB ISHARES TR 4,097.0 $218K 0.00% NEW $53.22 -0.3%
25 LVHI LEGG MASON ETF INVT 5,290.0 $214K 0.00% NEW $40.54 +0.0%
26 FMAT FIDELITY COVINGTON TRUST 3,691.0 $213K 0.00% NEW $57.64 +3.6%
27 SRE SEMPRA Utilities 2,183.0 $212K 0.00% NEW $97.17 -6.7%
28 WAT WATERS CORP Healthcare 688.0 $205K 0.00% NEW $297.80 +19.4%
29 IXC ISHARES TR 3,540.0 $204K 0.00% NEW $57.61 -13.5%
30 ROKU ROKU INC Communication Services 2,145.0 $203K 0.00% NEW $94.62 +45.9%
31 WEC WEC ENERGY GROUP INC Utilities 1,747.0 $202K 0.00% NEW $115.75 -3.1%
32 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 2,646.0 $202K 0.00% NEW $76.16 +12.4%
33 S SENTINELONE INC Technology 13,595.0 $175K 0.00% NEW $12.88 +16.6%
34 LITHIUM ARGENTINA AG 14,500.0 $97K 0.00% NEW $6.68
35 BRCC BRC INC Consumer Defensive 100,000.0 $78K 0.00% NEW $0.78 +68.8%
36 PSEC PROSPECT CAP CORP Financial Services 26,334.0 $69K 0.00% NEW $2.61 -15.3%
37 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 11,696.0 $60K 0.00% NEW $5.10 -3.3%
38 LITHIUM AMERS CORP NEW 14,500.0 $57K 0.00% NEW $3.95
39 INMB INMUNE BIO INC Healthcare 17,575.0 $20K NEW $1.13 +28.3%
40 GABELLI EQUITY TR INC 17,210.0 $121.0 NEW $0.01
Page 2 of 2  ·  40 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.6%
Financial Services 18.1%
Healthcare 11.7%
Consumer Cyclical 10.0%
Industrials 8.9%
Communication Services 8.0%
Consumer Defensive 6.2%
Energy 1.4%
Basic Materials 1.2%
Utilities 0.8%